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First Trust Preferred Securities and Income ETF

Name Holding Trade Value Shares
Change
Change in
Stake
FMP
401
Financial Management Professionals
Texas
$2K – – –
KTC
402
Kistler-Tiffany Companies
Pennsylvania
$2K +$1.81K +100 New
CWM
403
Castle Wealth Management
Florida
$1K +$560 +31 New
M1FG
404
Mach-1 Financial Group
Arkansas
$1K +$1.77K +98 New
GFPC
405
Global Financial Private Client
Florida
$930 -$2.93K -162 -75%
HI
406
Horizon Investments
North Carolina
– -$18.3M -965,263 Closed
1IA
407
1834 Investment Advisors
Wisconsin
– -$16M -838,860 Closed
PI
408
PFS Investments
Georgia
– -$10.7M -561,702 Closed
GM
409
GeoWealth Management
Illinois
– -$10.2M -537,257 Closed
CCMG
410
Clark Capital Management Group
Pennsylvania
– -$9.32M -489,965 Closed
NFG
411
Norris Financial Group
South Carolina
– -$8.17M -429,450 Closed
LFAS
412
Level Four Advisory Services
Texas
– -$7.85M -412,589 Closed
Renaissance Technologies
413
Renaissance Technologies
New York
– -$6.86M -360,656 Closed
WI
414
Wintrust Investments
Illinois
– -$5.44M -285,842 Closed
FZCM
415
Flynn Zito Capital Management
New York
– -$4.99M -262,256 Closed
CWA
416
Choice Wealth Advisors
Maine
– -$4.86M -257,517 Closed
WF
417
Wayfinding Financial
Washington
– -$2.34M -129,695 Closed
SWM
418
Spire Wealth Management
Virginia
– -$2.39M -125,494 Closed
TLFA
419
True Link Financial Advisors
California
– -$1.49M -78,212 Closed
IAIM
420
International Assets Investment Management
Florida
– -$1.49M -78,177 Closed
CGFA
421
Colton Groome Financial Advisors
North Carolina
– -$1.38M -72,617 Closed
AFA
422
American Financial Advisors
Georgia
– -$1.15M -60,610 Closed
Thrivent Financial for Lutherans
423
Thrivent Financial for Lutherans
Minnesota
– -$1.15M -60,369 Closed
CAM
424
Cozad Asset Management
Illinois
– -$1.11M -58,312 Closed
Qube Research & Technologies (QRT)
425
Qube Research & Technologies (QRT)
United Kingdom
– -$801K -42,118 Closed