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First Trust Municipal High Income ETF

31 hedge funds and large institutions have $42.1M invested in First Trust Municipal High Income ETF in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 2 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 2

250% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 2

19% more funds holding

Funds holding: 2631 (+5)

15% more capital invested

Capital invested by funds: $36.8M → $42.1M (+$5.36M)

5.28% less ownership

Funds ownership: 63.89%58.61% (-5.3%)

Holders
31
Holders Change
+5
Holders Change %
+19.23%
% of All Funds
0.68%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
18
Reduced
2
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.1M -$1.44M -27,144 -13%
LPL Financial
2
LPL Financial
California
$7.76M +$1.8M +34,009 +30%
GIA
3
Gladstone Institutional Advisory
Florida
$6.08M +$733K +13,831 +14%
SCA
4
Snowden Capital Advisors
New York
$2.82M +$245K +4,616 +10%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$1.76M +$113K +2,141 +7%
NA
6
NewEdge Advisors
Louisiana
$1.74M +$536K +10,113 +45%
FAAS
7
First Allied Advisory Services
California
$1.49M +$330K +6,235 +29%
Citadel Advisors
8
Citadel Advisors
Florida
$1.31M +$1.3M +24,612 New
BTS
9
BB&T Securities
Virginia
$1.19M +$146K +2,754 +14%
CFG
10
Cooper Financial Group
California
$1.19M +$552K +10,413 +88%
FHC
11
First Heartland Consultants
Missouri
$780K
RJFSA
12
Raymond James Financial Services Advisors
Florida
$780K +$146K +2,762 +23%
PAG
13
Private Advisor Group
New Jersey
$710K -$10.3K -195 -1%
CIAS
14
Capital Investment Advisory Services
North Carolina
$590K +$123K +2,325 +27%
AG
15
Advisor Group
Arizona
$530K +$253K +4,768 +92%
NFG
16
Nations Financial Group
Iowa
$511K +$88.9K +1,678 +21%
MA
17
Mutual Advisors
Nebraska
$433K +$83.2K +1,570 +24%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$411K +$222K +4,195 +119%
PFS
19
Prospera Financial Services
Texas
$380K +$8.96K +169 +2%
GCA
20
Genesee Capital Advisors
New York
$292K +$43.7K +824 +18%
FAIM
21
Financial Advocates Investment Management
Washington
$251K +$249K +4,706 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$228K +$227K +4,283 New
LFAS
23
Level Four Advisory Services
Texas
$210K
AIS
24
Accurate Investment Solutions
Pennsylvania
$202K +$201K +3,800 New
PFGIA
25
Patriot Financial Group Insurance Agency
Massachusetts
$197K +$4.03K +76 +2%

FMHI Hedge Fund Activity: Q3 2019 in Review

31 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Municipal High Income ETF (FMHI) for Q3 2019, worth a combined $42.1M — up 15% from $36.8M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FMHI positions and 2 closed out — a net gain of 5 holders — while 18 added to existing stakes and 2 trimmed.

The largest buyer was LPL Financial, adding an estimated $1.8M. The largest seller was Bank of America, cutting an estimated $1.44M.

  • 31 institutional investors held First Trust Municipal High Income ETF (FMHI) as of Q3 2019, up from 26 in Q2 2019.
  • Funds reported $42.1M of First Trust Municipal High Income ETF stock for Q3 2019, up 15% quarter-over-quarter.
  • 7 funds opened new First Trust Municipal High Income ETF positions in Q3 2019 and 2 closed out, a net change of +5 holders.
  • The largest First Trust Municipal High Income ETF buyer in Q3 2019 was LPL Financial, an estimated $1.8M added.
  • The largest First Trust Municipal High Income ETF seller in Q3 2019 was Bank of America, an estimated $1.44M sold.

Based on aggregated 13F filings for Q3 2019.