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First Trust Municipal High Income ETF

25 hedge funds and large institutions have $33.5M invested in First Trust Municipal High Income ETF in 2019 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 10 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

167% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 3

150% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 4

25% more funds holding

Funds holding: 2025 (+5)

19% more capital invested

Capital invested by funds: $28.1M → $33.5M (+$5.36M)

11.19% less ownership

Funds ownership: 87.96%76.77% (-11%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
25
Holders Change
+5
Holders Change %
+25%
% of All Funds
0.54%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
10
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$10.1M +$233K +4,625 +2%
GIA
2
Gladstone Institutional Advisory
Florida
$5.4M -$295K -5,847 -5%
LPL Financial
3
LPL Financial
California
$4.59M +$2.16M +42,747 +92%
SCA
4
Snowden Capital Advisors
New York
$2.32M +$525K +10,407 +30%
Jane Street
5
Jane Street
New York
$1.94M +$118K +2,335 +7%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.82M +$712K +14,111 +66%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.31M +$328K +6,500 +34%
FAAS
8
First Allied Advisory Services
California
$1.04M +$32.5K +643 +3%
BTS
9
BB&T Securities
Virginia
$978K
FHC
10
First Heartland Consultants
Missouri
$751K +$210K +4,150 +40%
NA
11
NewEdge Advisors
Louisiana
$687K +$196K +3,883 +41%
PAG
12
Private Advisor Group
New Jersey
$681K -$65.4K -1,295 -9%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$595K +$586K +11,607 New
CS
14
Credit Suisse
Switzerland
$355K +$38.2K +757 +12%
Stifel Financial
15
Stifel Financial
Missouri
$216K +$214K +4,240 New
CIAS
16
Capital Investment Advisory Services
North Carolina
$174K +$172K +3,400 New
PFGIA
17
Patriot Financial Group Insurance Agency
Massachusetts
$165K +$163K +3,223 New
AG
18
Advisor Group
Arizona
$146K -$69.7K -1,381 -33%
CA
19
Cetera Advisors
Colorado
$82K +$80.8K +1,600 New
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$67K -$29.7K -588 -31%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$35K
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$20K +$18.4K +364 New
UBS Group
23
UBS Group
Switzerland
$12K +$11.6K +230 New
IA
24
IFP Advisors
Florida
$6K
PCM
25
Prelude Capital Management
New York
-$983K -19,660 Closed

FMHI Hedge Fund Activity: Q1 2019 in Review

25 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Municipal High Income ETF (FMHI) for Q1 2019, worth a combined $33.5M — up 19% from $28.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FMHI positions and 3 closed out — a net gain of 5 holders — while 10 added to existing stakes and 4 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.16M. The largest seller was Prelude Capital Management, exiting entirely with an estimated $983K sold.

  • 25 institutional investors held First Trust Municipal High Income ETF (FMHI) as of Q1 2019, up from 20 in Q4 2018.
  • Funds reported $33.5M of First Trust Municipal High Income ETF stock for Q1 2019, up 19% quarter-over-quarter.
  • 8 funds opened new First Trust Municipal High Income ETF positions in Q1 2019 and 3 closed out, a net change of +5 holders.
  • The largest First Trust Municipal High Income ETF buyer in Q1 2019 was LPL Financial, an estimated $2.16M added.
  • The largest First Trust Municipal High Income ETF seller in Q1 2019 was Prelude Capital Management, an estimated $983K sold.

Based on aggregated 13F filings for Q1 2019.