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First Trust Managed Futures Strategy Fund
FMF

Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$21.1M -$380K -7,975 -2%
LPL Financial
2
LPL Financial
California
$10.9M -$717K -15,025 -6%
AFFA
3
ALM First Financial Advisors
Texas
$8.07M – – –
Osaic Holdings
4
Osaic Holdings
Arizona
$7.16M -$5.51M -115,449 -43%
MFGM
5
Marshall Financial Group (Maryland)
Maryland
$7.01M -$402K -8,419 -5%
AWM
6
AE Wealth Management
Kansas
$6.33M +$300K +6,294 +5%
Jane Street
7
Jane Street
New York
$5.41M -$2.78M -58,294 -33%
TAM
8
TCP Asset Management
Ohio
$5.3M +$165K +3,450 +3%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$3.72M +$414K +8,680 +12%
CIM
10
Cambria Investment Management
California
$3.27M -$60.8K -1,274 -2%
AWA
11
Authentikos Wealth Advisory
California
$2.69M -$90K -1,887 -3%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$2.67M +$104K +2,191 +4%
AAS
13
Avantax Advisory Services
Texas
$2.57M -$396K -8,306 -13%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.43M +$1.92M +40,360 +326%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.28M +$71.7K +1,503 +3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$2.08M +$158K +3,305 +8%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$1.8M +$110K +2,296 +6%
SW
18
SMART Wealth
Nebraska
$1.63M +$405K +8,502 +32%
IA
19
IFP Advisors
Florida
$1.61M -$125K -2,612 -7%
TC
20
TAP Consulting
Missouri
$1.52M +$4.1K +86 +0.3%
HFP
21
Holistic Financial Partners
Indiana
$1.43M +$101K +2,110 +7%
FA
22
Fermata Advisors
California
$1.32M -$222K -4,651 -14%
Envestnet Portfolio Solutions
23
Envestnet Portfolio Solutions
Illinois
$1.27M -$959K -20,108 -42%
Truist Financial
24
Truist Financial
North Carolina
$1.27M +$1.31M +27,560 New
BCI
25
Brinker Capital Investments
Pennsylvania
$1.23M +$181K +3,785 +17%
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