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First Trust Managed Futures Strategy Fund
FMF

Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$17.8M -$819K -15,880 -4%
Osaic Holdings
2
Osaic Holdings
Arizona
$13.8M +$8.06M +156,236 +140%
HighTower Advisors
3
HighTower Advisors
Illinois
$9.73M +$9.73M +188,568 New
KAS
4
Kestra Advisory Services
Texas
$9.12M +$8.53M +165,365 +1,433%
RWM
5
Refined Wealth Management
Utah
$7.84M -$820K -15,904 -9%
LPL Financial
6
LPL Financial
California
$7.31M +$908K +17,607 +14%
MFGM
7
Marshall Financial Group (Maryland)
Maryland
$5.74M +$5.75M +111,364 New
IA
8
IFP Advisors
Florida
$4.47M – – –
SAM
9
Synergy Asset Management
Washington
$4.37M +$4.37M +84,724 New
EH
10
Equitable Holdings
New York
$3.47M +$3.1M +60,176 +846%
AAS
11
Avantax Advisory Services
Texas
$3.15M -$295K -5,711 -9%
AFP
12
Ausdal Financial Partners
Iowa
$1.95M +$191K +3,697 +11%
FA
13
Fermata Advisors
California
$1.89M +$1.48M +28,763 +360%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.89M -$44.1K -854 -2%
KPWS
15
Kestra Private Wealth Services
Texas
$1.85M -$29.9K -579 -2%
CIM
16
Cambria Investment Management
California
$1.69M +$273K +5,299 +19%
Citadel Advisors
17
Citadel Advisors
Florida
$1.4M +$1.4M +27,141 New
ASN
18
Advisory Services Network
Georgia
$1.35M +$1.36M +26,271 New
MML Investors Services
19
MML Investors Services
Massachusetts
$1.25M +$1.25M +24,289 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.16M +$563K +10,919 +94%
SPC
21
Sigma Planning Corp
Michigan
$1.03M +$327K +6,344 +47%
Bank of New York Mellon
22
Bank of New York Mellon
New York
$908K +$359K +6,957 +65%
JIP
23
Jaffetilchin Investment Partners
Florida
$879K +$880K +17,058 New
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$825K +$421K +8,167 +104%
SCFS
25
S.C. Financial Services
Arizona
$767K +$289K +5,604 +60%
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