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First Trust Managed Municipal ETF
FMB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$102M +$9.36M +168,754 +10%
UBS Group
2
UBS Group
Switzerland
$88.6M +$3.63M +65,512 +4%
Bank of America
3
Bank of America
North Carolina
$78.1M +$12M +215,947 +18%
LPL Financial
4
LPL Financial
California
$45.1M +$8.34M +150,276 +23%
Wells Fargo
5
Wells Fargo
California
$38.6M +$15.5M +279,862 +67%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$23.4M +$2.88M +51,842 +14%
AAS
7
Avantax Advisory Services
Texas
$18.7M +$3.04M +54,839 +19%
RJA
8
Raymond James & Associates
Florida
$17.2M +$1.12M +20,189 +7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$15.9M +$9.23M +166,409 +139%
FFG
10
Frisch Financial Group
New York
$15.6M +$1.37M +24,671 +10%
OAJ
11
Ogorek Anthony Joseph
New York
$12.2M +$986K +17,770 +9%
OAM
12
Oppenheimer Asset Management
New York
$11.7M +$93.7K +1,690 +0.8%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$10.7M +$411K +7,407 +4%
LPT
14
Legacy Private Trust
Wisconsin
$10.6M +$398K +7,167 +4%
AG
15
Advisor Group
Arizona
$9.89M +$1.53M +27,660 +18%
Citigroup
16
Citigroup
New York
$9.19M +$2.35M +42,385 +34%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$9.19M +$1.2M +21,704 +15%
EIA
18
Eldridge Investment Advisors
New Hampshire
$7.98M +$355K +6,401 +5%
MML Investors Services
19
MML Investors Services
Massachusetts
$7.8M +$2.96M +53,400 +61%
EFL
20
ERn Financial LLC
Wisconsin
$7.74M +$1.62M +29,211 +27%
Carson Wealth (CWM LLC)
21
Carson Wealth (CWM LLC)
Nebraska
$7.44M – – –
GAG
22
GM Advisory Group
New York
$7.25M +$586K +10,566 +9%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$6.43M -$113K -2,041 -2%
IAA
24
Independent Advisor Alliance
North Carolina
$6.39M +$6.38M +115,081 New
CCG
25
Cypress Capital Group
Florida
$6.36M +$784K +14,127 +14%
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