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First Trust Managed Municipal ETF
FMB

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$48M +$10.9M +206,016 +29%
Bank of America
2
Bank of America
North Carolina
$31.2M +$2.45M +46,411 +8%
LPT
3
Legacy Private Trust
Wisconsin
$16.1M +$12.4M +234,220 +327%
RJA
4
Raymond James & Associates
Florida
$14.3M +$2.29M +43,418 +19%
LPL Financial
5
LPL Financial
California
$10.5M +$2.23M +42,278 +27%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$8.31M +$8.34M +158,026 New
UBS Group
7
UBS Group
Switzerland
$7M +$3.1M +58,635 +79%
EIA
8
Eldridge Investment Advisors
New Hampshire
$5.77M +$427K +8,084 +8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$4.37M +$1.94M +36,836 +80%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$3.92M -$315K -5,969 -7%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$3.12M -$501K -9,499 -14%
HighTower Advisors
12
HighTower Advisors
Illinois
$2.27M +$1.85M +35,052 +431%
Jane Street
13
Jane Street
New York
$2.22M -$594K -11,257 -21%
AC
14
Avestar Capital
New York
$2.17M +$547K +10,371 +33%
CAPTRUST Financial Advisors
15
CAPTRUST Financial Advisors
North Carolina
$2.01M +$501K +9,492 +33%
ACM
16
Aviance Capital Management
Florida
$1.88M -$5.26M -99,562 -74%
CCA
17
Clearwater Capital Advisors
Illinois
$1.71M +$94.5K +1,790 +6%
SCA
18
Snowden Capital Advisors
New York
$1.34M +$202K +3,828 +18%
MMHP
19
Murphy Middleton Hinkle & Parker
Georgia
$1.31M -$190K -3,596 -13%
AG
20
Advisor Group
Arizona
$1.29M +$86.5K +1,638 +7%
UR
21
USCA RIA
Texas
$1.24M +$118K +2,244 +11%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.24M +$226K +4,290 +22%
MML Investors Services
23
MML Investors Services
Massachusetts
$1.22M +$679K +12,865 +126%
FHC
24
First Heartland Consultants
Missouri
$1.08M +$273K +5,162 +34%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$1.05M +$46.7K +885 +5%
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