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State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$85M +$8.55M +279,113 +11%
BlackRock
2
BlackRock
New York
$45.1M – – –
AssetMark Inc
3
AssetMark Inc
California
$22.1M -$11.3M -369,938 -34%
Morgan Stanley
4
Morgan Stanley
New York
$14.3M +$8.21M +268,297 +136%
KeyBank National Association
5
KeyBank National Association
Ohio
$10.7M +$7.16M +233,841 +205%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$10.1M +$9.46M +308,930 +1,541%
BA
7
Boston Advisors
Massachusetts
$9.85M +$9.85M +321,595 New
BAM
8
Baring Asset Management
United Kingdom
$8.99M – – –
Bank of America
9
Bank of America
North Carolina
$8.67M -$8.98M -293,234 -51%
UBS Group
10
UBS Group
Switzerland
$3.75M -$211K -6,903 -5%
LCC
11
Lincoln Capital Corp
Rhode Island
$3.36M +$3.37M +109,969 New
BCM
12
Bluefin Capital Management
New York
$3.26M +$3.26M +106,401 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$2.56M +$516K +16,864 +25%
FIM
14
Freedom Investment Management
Connecticut
$2.07M -$357K -11,659 -15%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.02M -$437K -14,284 -18%
LPL Financial
16
LPL Financial
California
$1.83M +$866K +28,284 +89%
SBL
17
Sargent Bickham Lagudis
Colorado
$1.64M +$1.64M +53,460 New
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.53M -$81.4K -2,660 -5%
CA
19
Cetera Advisors
Colorado
$1.53M +$1.53M +50,110 New
CWM
20
Cabot Wealth Management
Massachusetts
$1.47M +$616K +20,125 +72%
Ameriprise
21
Ameriprise
Minnesota
$1.4M -$5.57K -182 -0.4%
PAG
22
Private Advisor Group
New Jersey
$1.31M +$1.31M +42,893 New
AP
23
Advisors Preferred
Maryland
$1.14M -$1.29M -42,130 -53%
BOTW
24
Bank of the West
California
$1.09M -$175K -5,700 -14%
TFA
25
Transamerica Financial Advisors
Florida
$1.06M -$103K -3,360 -9%
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