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State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
1
Raymond James & Associates
Florida
$76.6M -$755K -24,679 -1%
BlackRock
2
BlackRock
New York
$45.1M +$45M +1,471,262 +9,195,388%
AssetMark Inc
3
AssetMark Inc
California
$33.4M +$33.3M +1,090,325 New
Bank of America
4
Bank of America
North Carolina
$17.7M +$9.34M +305,525 +113%
BAM
5
Baring Asset Management
United Kingdom
$9M -$1.36M -44,546 -13%
LYV
6
Live Your Vision
Pennsylvania
$8.31M +$8.29M +271,041 New
Morgan Stanley
7
Morgan Stanley
New York
$6.07M +$76K +2,485 +1%
UBS Group
8
UBS Group
Switzerland
$3.97M +$1.19M +38,918 +43%
Jane Street
9
Jane Street
New York
$3.88M -$1.31M -42,790 -25%
KeyBank National Association
10
KeyBank National Association
Ohio
$3.5M +$2.83M +92,482 +427%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.46M +$1.29M +42,178 +111%
FIM
12
Freedom Investment Management
Connecticut
$2.43M -$204K -6,668 -8%
AP
13
Advisors Preferred
Maryland
$2.43M +$867K +28,350 +56%
GWM
14
Geneos Wealth Management
Colorado
$2.1M +$2.1M +68,598 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$2.04M +$227K +7,426 +13%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$1.62M -$61.9K -2,023 -4%
AIM
17
Avity Investment Management
Connecticut
$1.44M – – –
Ameriprise
18
Ameriprise
Minnesota
$1.41M +$28.3K +926 +2%
BOTW
19
Bank of the West
California
$1.26M -$353K -11,550 -22%
TFA
20
Transamerica Financial Advisors
Florida
$1.16M +$181K +5,918 +19%
NEPWA
21
New England Private Wealth Advisors
Massachusetts
$1.03M +$2.72K +89 +0.3%
LPL Financial
22
LPL Financial
California
$971K -$440K -14,405 -31%
CWM
23
Cabot Wealth Management
Massachusetts
$858K +$433K +14,160 +102%
HFS
24
HL Financial Services
Kentucky
$668K -$6.12K -200 -0.9%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$615K -$1.15M -37,773 -65%
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