|
401
|
SOL Capital Management
Rockville,
Maryland
|
–
|
-$968K
|
-19,000
|
Closed
|
|
|
402
|
National Planning Corporation
El Segundo,
California
|
–
|
-$760K
|
-14,913
|
Closed
|
|
|
403
|
Avantax Planning Partners
Dubuque,
Iowa
|
–
|
-$705K
|
-13,834
|
Closed
|
|
|
404
|
TD Ameritrade Trust
Denver,
Colorado
|
–
|
-$607K
|
-11,922
|
Closed
|
|
|
405
|
Belpointe Asset Management
Reno,
Nevada
|
–
|
-$344K
|
-6,748
|
Closed
|
|
|
406
|
Private Capital Advisors
Darien,
Connecticut
|
–
|
-$290K
|
-5,700
|
Closed
|
|
|
407
|
Sequoia Financial Advisors
Akron,
Ohio
|
–
|
-$287K
|
-5,632
|
Closed
|
|
|
408
|
Girard Securities
San Diego,
California
|
–
|
-$275K
|
-5,400
|
Closed
|
|
|
409
|
Moloney Securities Asset Management
Manchester,
Missouri
|
–
|
-$227K
|
-4,466
|
Closed
|
|
|
410
|
Klingman & Associates
New York
|
–
|
-$225K
|
-4,421
|
Closed
|
|
|
411
|
Thrivent Financial for Lutherans
Minneapolis,
Minnesota
|
–
|
-$170K
|
-3,346
|
Closed
|
|
|
412
|
Next Financial Group
Houston,
Texas
|
–
|
-$91K
|
-1,785
|
Closed
|
|
|
413
|
BOK Financial
Tulsa,
Oklahoma
|
–
|
-$51K
|
-1,000
|
Closed
|
|
|
414
|
CAPTRUST Financial Advisors
Raleigh,
North Carolina
|
–
|
-$19K
|
-365
|
Closed
|
|
|
415
|
Wealthcare Advisory Partners
West Chester,
Pennsylvania
|
–
|
-$12K
|
-238
|
Closed
|
|
|
416
|
Accurate Investment Solutions
Seven Fields,
Pennsylvania
|
–
|
-$11K
|
-207
|
Closed
|
|
|
417
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
-$2K
|
-45
|
Closed
|
|
|
418
|
Royal Fund Management
Lady Lake,
Florida
|
–
|
-$1K
|
-29
|
Closed
|
|
|
419
|
Rational Advisors
Huntington,
New York
|
–
|
-$1K
|
-10
|
Closed
|
|
|
420
|
Founders Capital Management (Texas)
Houston,
Texas
|
–
|
+$51
|
+1
|
New
|
|
|
421
|
Lenox Wealth Advisors
New York
|
–
|
+$51
|
+1
|
New
|
|
