Klingman & Associates’s iShares Floating Rate Bond ETF FLOT Stock Holding History

Klingman & Associates’s Portfolio FLOT Stock Details FLOT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-4,421	Closed	-$225K	–	114
2017 Q3	$225K	Hold	4,421	–	–	0.06%	89
2017 Q2	$225K	Buy	4,421 +421	+11%	+$21.4K	0.06%	88
2017 Q1	$203K	Hold	4,000	–	–	0.06%	92
2016 Q4	$203K	Hold	4,000	–	–	0.06%	91
2016 Q3	$203K	Hold	4,000	–	–	0.06%	93
2016 Q2	$202K	Sell	4,000 -200	-5%	-$10.1K	0.07%	93
2016 Q1	$212K	Hold	4,200	–	–	0.08%	91
2015 Q4	$212K	Buy	4,200 +200	+5%	+$10.1K	0.08%	105
2015 Q3	$201K	Hold	4,000	–	–	0.08%	109
2015 Q2	$203K	Buy	+4,000	New	+$203K	0.08%	87

Other funds holding FLOT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Alesco Advisors Pittsford, New York $3.92B AUM 15.21% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

CFIA

Cantor Fitzgerald Investment Advisors New York $1.36B AUM 16.41% 1-Year Est. Return

JIR

James Investment Research Alpha, Ohio $891M AUM 30.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Klingman & Associates's FLOT Position: Q4 2017 in Review

Klingman & Associates sold out of iShares Floating Rate Bond ETF (FLOT) in Q4 2017, closing a stake of 4,421 shares — an estimated $225K sold.

Klingman & Associates first reported a position in FLOT in Q2 2015 and held it in 10 quarters. The position peaked at $225K in Q3 2017. 392 funds tracked by Wall St. Rank hold FLOT as of Q4 2017.

Klingman & Associates reported no remaining iShares Floating Rate Bond ETF position as of Q4 2017 after selling out during the quarter.
Klingman & Associates sold 4,421 iShares Floating Rate Bond ETF shares in Q4 2017, an estimated $225K.
Klingman & Associates first reported a position in iShares Floating Rate Bond ETF in Q2 2015 and held it in 10 quarters.
Klingman & Associates's iShares Floating Rate Bond ETF position peaked at $225K in Q3 2017.
392 funds tracked by Wall St. Rank held iShares Floating Rate Bond ETF as of Q4 2017.

Based on Klingman & Associates's 13F filing for Q4 2017, filed 2 Feb 2018.