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Franklin Senior Loan ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$119M -$99.7M -4,205,992 -45%
NYLIM
2
New York Life Investment Management
New York
$62.4M -$22.5M -947,346 -26%
HFS
3
Hantz Financial Services
Michigan
$57.1M +$1.65M +69,704 +3%
LPL Financial
4
LPL Financial
California
$32.3M -$1.65M -69,801 -5%
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$28M -$34.4M -1,449,000 -55%
SWM
6
SHP Wealth Management
Massachusetts
$27.7M +$28.1M +1,183,326 New
Ameriprise
7
Ameriprise
Minnesota
$25.6M +$5.85M +246,557 +29%
PIWA
8
Prevail Innovative Wealth Advisors
Kansas
$16.9M -$374K -15,757 -2%
CFP
9
Curran Financial Partners
South Carolina
$15.4M +$2.98M +125,817 +24%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$14.3M -$4.27M -180,283 -23%
PWM
11
Prentice Wealth Management
New York
$13.6M +$1.43M +60,221 +12%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$12.3M +$3.2M +134,837 +35%
WIM
13
WealthPlan Investment Management
Nebraska
$11.2M -$6.49M -273,894 -37%
SAS
14
Sage Advisory Services
Texas
$9.12M -$22.9K -966 -0.2%
Raymond James Financial
15
Raymond James Financial
Florida
$8.89M -$3.23M -136,181 -26%
AssetMark Inc
16
AssetMark Inc
California
$8.54M +$2.05M +86,287 +31%
DC
17
Dorval Corp
Minnesota
$7.82M -$3.19M -134,396 -29%
Osaic Holdings
18
Osaic Holdings
Arizona
$7.72M -$6.45M -272,224 -45%
TRCT
19
Tower Research Capital (TRC)
New York
$7.69M +$7.66M +322,895 +6,143%
Jane Street
20
Jane Street
New York
$6.76M +$3.95M +166,661 +136%
IFA
21
Independence Financial Advisors
New Hampshire
$6.15M +$331K +13,951 +6%
AA
22
Aire Advisors
California
$6.08M -$41.7K -1,758 -0.7%
Bank of New York Mellon
23
Bank of New York Mellon
New York
$5.99M -$9.52M -401,391 -61%
FTS
24
Fifth Third Securities
Ohio
$5.31M +$305K +12,855 +6%
Calamos Advisors
25
Calamos Advisors
Illinois
$5.14M -$2.74M -115,765 -35%