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Franklin Senior Loan ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Franklin Resources
1
Franklin Resources
California
$222M +$202M +8,337,362 +937%
HFS
2
Hantz Financial Services
Michigan
$53.4M +$6.98M +287,938 +15%
KMWM
3
Keudell/Morrison Wealth Management
Oregon
$36.5M +$16.4M +678,531 +81%
LPL Financial
4
LPL Financial
California
$30.3M +$4.1M +169,134 +16%
Ameriprise
5
Ameriprise
Minnesota
$24.8M +$2.51M +103,468 +11%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$19.9M +$6.67M +275,257 +50%
Calamos Advisors
7
Calamos Advisors
Illinois
$19.7M +$456K +18,812 +2%
PWM
8
Prentice Wealth Management
New York
$18.6M +$10.1M +418,352 +119%
DC
9
Dorval Corp
Minnesota
$17.1M +$495K +20,436 +3%
Bank of New York Mellon
10
Bank of New York Mellon
New York
$16.9M -$792K -32,697 -4%
PIWA
11
Prevail Innovative Wealth Advisors
Kansas
$15.2M +$2.69M +110,883 +21%
WIM
12
WealthPlan Investment Management
Nebraska
$14.2M +$319K +13,176 +2%
AssetMark Inc
13
AssetMark Inc
California
$12.7M +$668K +27,579 +6%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$10.8M +$4.91M +202,525 +83%
Osaic Holdings
15
Osaic Holdings
Arizona
$9.57M +$6.85M +282,587 +245%
Raymond James Financial
16
Raymond James Financial
Florida
$8.91M +$1.57M +64,801 +21%
SAS
17
Sage Advisory Services
Texas
$8.49M +$1.55M +63,850 +22%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$6.53M -$4.31M -177,846 -40%
AA
19
Aire Advisors
California
$6.29M +$75.3K +3,107 +1%
FIA
20
Foundations Investment Advisors
Arizona
$5.77M +$147K +6,053 +3%
ETC
21
Exchange Traded Concepts
Oklahoma
$5.72M -$2.46M -101,350 -30%
WP
22
WealthPLAN Partners
Nebraska
$5.54M +$93.7K +3,867 +2%
PWM
23
Perigon Wealth Management
California
$5.54M -$32.3K -1,335 -0.6%
IFA
24
Independence Financial Advisors
New Hampshire
$5.43M +$5.47M +225,706 New
PAG
25
Private Advisory Group
Washington
$5.24M +$5.27M +217,547 New