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First Trust Dow Jones Internet Index Fund ETF

109 hedge funds and large institutions have $1.18B invested in First Trust Dow Jones Internet Index Fund ETF in 2013 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 53 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

357% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 7

231% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 16

50% more funds holding in top 10

Funds holding in top 10: 46 (+2)

29% more capital invested

Capital invested by funds: $910M → $1.18B (+$266M)

27% more funds holding

Funds holding: 86109 (+23)

25% more call options, than puts

Call options by funds: $1.02M | Put options by funds: $820K

3.32% more ownership

Funds ownership: 55.68%59% (+3.3%)

Holders
109
Holders Change
+23
Holders Change %
+26.74%
% of All Funds
3.16%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.17%
New
32
Increased
53
Reduced
16
Closed
7
Calls
$1.02M
Puts
$820K
Net Calls
+$204K
Net Calls Change
+$204K
Name Holding Trade Value Shares
Change
Change in
Stake
CM
1
Churchill Management
California
$301M +$16.3M +292,903 +6%
Morgan Stanley
2
Morgan Stanley
New York
$213M +$19.2M +345,353 +11%
Wells Fargo
3
Wells Fargo
California
$153M +$10.1M +180,759 +8%
Bank of America
4
Bank of America
North Carolina
$71.6M +$10.3M +185,622 +18%
U
5
UBS
Switzerland
$61.3M +$10.7M +192,969 +23%
BTS
6
BB&T Securities
Virginia
$51.8M +$1.86M +33,317 +63%
LPL Financial
7
LPL Financial
California
$28.6M +$1.7M +30,433 +7%
RJA
8
Raymond James & Associates
Florida
$26.9M +$4.48M +80,485 +22%
BUB
9
BBVA USA Bancshares
Texas
$18.8M -$133K -2,390 -0.8%
MCM
10
Moore Capital Management
New York
$17.8M +$16.5M +297,000 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$17M +$5.21M +93,513 +49%
Goldman Sachs
12
Goldman Sachs
New York
$15M +$9.17M +164,696 +191%
HF
13
Hoxton Financial
West Virginia
$10.9M -$1.32M -23,729 -12%
JP Morgan Chase
14
JP Morgan Chase
New York
$8.85M +$2.09M +37,442 +34%
CCMG
15
Clark Capital Management Group
Pennsylvania
$7.95M -$12.2M -218,686 -62%
1832 Asset Management
16
1832 Asset Management
Ontario, Canada
$7.4M +$1.84M +33,000 +37%
RIG
17
RiverFront Investment Group
Virginia
$7.02M +$169K +3,042 +3%
CA
18
Cumberland Advisors
Florida
$6.6M +$2.95M +52,945 +92%
B
19
Baird
Wisconsin
$5.85M +$22.7K +408 +0.4%
IAS
20
IMA Advisory Services
Colorado
$5.51M +$1.56M +28,070 +44%
MCM
21
Murphy Capital Management
New Jersey
$5.5M +$2.01M +36,095 +65%
Ameriprise
22
Ameriprise
Minnesota
$5.5M +$640K +11,482 +14%
Schroder Investment Management Group
23
Schroder Investment Management Group
United Kingdom
$5.23M
ECML
24
Eagle Capital Management (Louisiana)
Louisiana
$5.12M +$4.76M +85,450 New
SCM
25
Summit Capital Management
Washington
$5.03M +$4.68M +84,087 New

FDN Hedge Fund Activity: Q4 2013 in Review

109 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Internet Index Fund ETF (FDN) for Q4 2013, worth a combined $1.18B — up 29% from $910M a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FDN positions and 7 closed out — a net gain of 25 holders — while 53 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $19.2M. The largest seller was Clark Capital Management Group, cutting an estimated $12.2M.

  • 109 institutional investors held First Trust Dow Jones Internet Index Fund ETF (FDN) as of Q4 2013, up from 86 in Q3 2013.
  • Funds reported $1.18B of First Trust Dow Jones Internet Index Fund ETF stock for Q4 2013, up 29% quarter-over-quarter.
  • 32 funds opened new First Trust Dow Jones Internet Index Fund ETF positions in Q4 2013 and 7 closed out, a net change of +25 holders.
  • The largest First Trust Dow Jones Internet Index Fund ETF buyer in Q4 2013 was Morgan Stanley, an estimated $19.2M added.
  • The largest First Trust Dow Jones Internet Index Fund ETF seller in Q4 2013 was Clark Capital Management Group, an estimated $12.2M sold.

Based on aggregated 13F filings for Q4 2013.