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First Trust Dow Jones Internet Index Fund ETF

86 hedge funds and large institutions have $910M invested in First Trust Dow Jones Internet Index Fund ETF in 2013 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 48 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 9

217% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 24 (+2)

45% more capital invested

Capital invested by funds: $627M → $910M (+$283M)

18% more funds holding

Funds holding: 7386 (+13)

4.31% less ownership

Funds ownership: 60%55.68% (-4.3%)

Holders
86
Holders Change
+13
Holders Change %
+17.81%
% of All Funds
2.79%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.13%
New
19
Increased
48
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CM
1
Churchill Management
California
$255M -$4.14M -82,450 -2%
Morgan Stanley
2
Morgan Stanley
New York
$173M +$38.5M +765,344 +31%
Wells Fargo
3
Wells Fargo
California
$128M +$14.1M +279,695 +13%
Bank of America
4
Bank of America
North Carolina
$54.3M +$11.1M +221,649 +28%
U
5
UBS
Switzerland
$44.7M +$11.8M +235,370 +39%
BTS
6
BB&T Securities
Virginia
$28.7M +$309K +6,146 +13%
LPL Financial
7
LPL Financial
California
$23.9M +$8.16M +162,411 +57%
RJA
8
Raymond James & Associates
Florida
$19.8M +$1.69M +33,706 +10%
CCMG
9
Clark Capital Management Group
Pennsylvania
$18.9M +$13.4M +267,331 +317%
BUB
10
BBVA USA Bancshares
Texas
$17M +$46.6K +927 +0.3%
HF
11
Hoxton Financial
West Virginia
$11.1M -$95K -1,890 -0.9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$10.3M +$3.14M +62,495 +49%
SNC
13
Stifel Nicolaus & Co
Missouri
$6.26M +$2.96M +58,898 +102%
RIG
14
RiverFront Investment Group
Virginia
$6.15M -$112K -2,237 -2%
JP Morgan Chase
15
JP Morgan Chase
New York
$5.93M +$880K +17,500 +19%
B
16
Baird
Wisconsin
$5.24M +$64K +1,274 +1%
BCI
17
Brinker Capital Investments
Pennsylvania
$5M +$352K +7,000 +8%
1832 Asset Management
18
1832 Asset Management
Ontario, Canada
$4.85M +$4.54M +90,400 New
Schroder Investment Management Group
19
Schroder Investment Management Group
United Kingdom
$4.7M +$4.39M +87,370 New
Goldman Sachs
20
Goldman Sachs
New York
$4.65M +$3.54M +70,392 +440%
Ameriprise
21
Ameriprise
Minnesota
$4.32M +$1.59M +31,579 +65%
Deutsche Bank
22
Deutsche Bank
Germany
$3.82M +$1.73M +34,367 +94%
HFS
23
HL Financial Services
Kentucky
$3.66M +$246K +4,886 +8%
IAS
24
IMA Advisory Services
Colorado
$3.44M +$68.4K +1,360 +2%
HighTower Advisors
25
HighTower Advisors
Illinois
$3.38M -$271K -5,384 -8%

FDN Hedge Fund Activity: Q3 2013 in Review

86 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Internet Index Fund ETF (FDN) for Q3 2013, worth a combined $910M — up 45% from $627M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FDN positions and 6 closed out — a net gain of 13 holders — while 48 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.5M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $11.5M.

  • 86 institutional investors held First Trust Dow Jones Internet Index Fund ETF (FDN) as of Q3 2013, up from 73 in Q2 2013.
  • Funds reported $910M of First Trust Dow Jones Internet Index Fund ETF stock for Q3 2013, up 45% quarter-over-quarter.
  • 19 funds opened new First Trust Dow Jones Internet Index Fund ETF positions in Q3 2013 and 6 closed out, a net change of +13 holders.
  • The largest First Trust Dow Jones Internet Index Fund ETF buyer in Q3 2013 was Morgan Stanley, an estimated $38.5M added.
  • The largest First Trust Dow Jones Internet Index Fund ETF seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2013.