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First Trust Global Wind Energy ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
126
Citadel Advisors
Florida
– -$1.22M -52,475 Closed
GIA
127
Gladstone Institutional Advisory
Florida
– -$883K -37,905 Closed
Belvedere Trading
128
Belvedere Trading
Illinois
– -$682K -29,286 Closed
AWM
129
AE Wealth Management
Kansas
– -$352K -15,100 Closed
SG Americas Securities
130
SG Americas Securities
New York
– -$350K -15,000 Closed
HH
131
Hilltop Holdings
Texas
– -$284K -12,175 Closed
AG
132
Appleton Group
Wisconsin
– -$249K -10,702 Closed
MC
133
Moors & Cabot
Massachusetts
– -$248K -10,651 Closed
SS
134
Simplicity Solutions
Minnesota
– -$243K -10,422 Closed
ASN
135
Advisory Services Network
Georgia
– -$50K -2,127 Closed
RF
136
Robbins Farley
New Hampshire
– -$7K -300 Closed
CAAS
137
Capital Asset Advisory Services
Michigan
– -$1K -30 Closed
Fidelity Investments
138
Fidelity Investments
Massachusetts
– +$23 +1 New