|
1
|
Saba Capital Management
New York
|
$1.96M
|
+$111K
|
+9,223
|
+6%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$1.5M
|
+$39.4K
|
+3,279
|
+3%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$1.36M
|
-$127K
|
-10,533
|
-9%
|
|
|
4
|
Wolverine Asset Management
Chicago,
Illinois
|
$635K
|
+$204K
|
+16,943
|
+49%
|
|
|
5
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$448K
|
+$18K
|
+1,500
|
+4%
|
|
|
6
|
Karpus Investment Management
Pittsford,
New York
|
$417K
|
-$9.73K
|
-810
|
-2%
|
|
|
7
|
MML Investors Services
Springfield,
Massachusetts
|
$399K
|
+$144
|
+12
|
+0%
|
|
|
8
|
Almitas Capital
Santa Monica,
California
|
$398K
|
+$387K
|
+32,245
|
New
|
|
|
9
|
Geode Capital Management
Boston,
Massachusetts
|
$364K
|
-$4.81K
|
-400
|
-1%
|
|
|
10
|
|
$266K
|
-$47.1K
|
-3,922
|
-15%
|
|
|
11
|
|
$213K
|
-$15.7K
|
-1,307
|
-7%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$179K
|
+$91.2K
|
+7,595
|
+109%
|
|
|
13
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$131K
|
–
|
–
|
–
|
|
|
14
|
Washington Trust
Westerly,
Rhode Island
|
$128K
|
–
|
–
|
–
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$49K
|
-$59.7K
|
-4,966
|
-55%
|
|
|
16
|
Next Financial Group
Houston,
Texas
|
$49K
|
–
|
–
|
–
|
|
|
17
|
NEXT Financial Holdings
Houston,
Texas
|
$49K
|
+$48.1K
|
+4,000
|
New
|
|
|
18
|
|
$16K
|
+$168
|
+14
|
+1%
|
|
|
19
|
Advisor Group
Phoenix,
Arizona
|
$12K
|
+$12K
|
+1,000
|
New
|
|
|
20
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$159K
|
-13,859
|
Closed
|
|
|
21
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$125K
|
-10,895
|
Closed
|
|
|
22
|
Next Capital Management
New York
|
–
|
-$6K
|
-481
|
Closed
|
|
