|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$2.12M
|
+$176K
|
+13,342
|
+9%
|
|
|
2
|
|
$903K
|
-$439K
|
-33,277
|
-33%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$898K
|
+$41.7K
|
+3,163
|
+5%
|
|
|
4
|
Geode Capital Management
Boston,
Massachusetts
|
$550K
|
-$126K
|
-9,582
|
-19%
|
|
|
5
|
|
$549K
|
+$105K
|
+7,971
|
+24%
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$504K
|
+$33K
|
+2,500
|
+7%
|
|
|
7
|
Karpus Investment Management
Pittsford,
New York
|
$471K
|
–
|
–
|
–
|
|
|
8
|
MML Investors Services
Springfield,
Massachusetts
|
$443K
|
-$9.9K
|
-751
|
-2%
|
|
|
9
|
Doliver Advisors
Houston,
Texas
|
$360K
|
-$8.04K
|
-610
|
-2%
|
|
|
10
|
Matisse Capital
Portland,
Oregon
|
$273K
|
+$13.2K
|
+1,000
|
+5%
|
|
|
11
|
IFC Holdings
Tampa,
Florida
|
$192K
|
-$20.7K
|
-1,571
|
-10%
|
|
|
12
|
Mariner Investment Group
Harrison,
New York
|
$179K
|
-$84.4K
|
-6,400
|
-32%
|
|
|
13
|
Fiduciary Financial Services of The Southwest
Dallas,
Texas
|
$165K
|
–
|
–
|
–
|
|
|
14
|
Wolverine Asset Management
Chicago,
Illinois
|
$121K
|
-$485K
|
-36,750
|
-80%
|
|
|
15
|
Wells Fargo
San Francisco,
California
|
$120K
|
+$100K
|
+7,584
|
+505%
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$53K
|
-$301K
|
-22,812
|
-85%
|
|
|
17
|
|
$6K
|
–
|
–
|
–
|
|
|
18
|
Horizon Kinetics
New York
|
–
|
-$192K
|
-14,706
|
Closed
|
|
|
19
|
Ameriprise
Minneapolis,
Minnesota
|
–
|
-$146K
|
-11,201
|
Closed
|
|
|
20
|
Creative Planning
Overland Park,
Kansas
|
–
|
-$18K
|
-1,363
|
Closed
|
|
|
21
|
People's United Financial
Bridgeport,
Connecticut
|
–
|
-$3K
|
-265
|
Closed
|
|
