|
1
|
Advisors Asset Management
Monument,
Colorado
|
$4.49M
|
+$148K
|
+12,468
|
+3%
|
|
|
2
|
|
$3.68M
|
+$365K
|
+30,755
|
+10%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$3.17M
|
+$1.19M
|
+100,590
|
+56%
|
|
|
4
|
Guggenheim Capital
Chicago,
Illinois
|
$3.12M
|
-$423K
|
-35,619
|
-11%
|
|
|
5
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$2.95M
|
-$399K
|
-33,607
|
-11%
|
|
|
6
|
|
$2.52M
|
+$32.3K
|
+2,724
|
+1%
|
|
|
7
|
Wells Fargo
San Francisco,
California
|
$968K
|
+$94.1K
|
+7,930
|
+10%
|
|
|
8
|
Alethea Capital Management
Mercer Island,
Washington
|
$938K
|
–
|
–
|
–
|
|
|
9
|
Curi RMB Capital
Chicago,
Illinois
|
$732K
|
+$770K
|
+64,874
|
New
|
|
|
10
|
LPL Financial
San Diego,
California
|
$653K
|
+$64.2K
|
+5,414
|
+10%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$416K
|
+$85.5K
|
+7,204
|
+24%
|
|
|
12
|
KeyBank National Association
Cleveland,
Ohio
|
$304K
|
–
|
–
|
–
|
|
|
13
|
Tradewinds Capital Management
Bellingham,
Washington
|
$277K
|
–
|
–
|
–
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$277K
|
+$292K
|
+24,566
|
New
|
|
|
15
|
|
$197K
|
+$14.4K
|
+1,210
|
+7%
|
|
|
16
|
TFS Capital
West Chester,
Pennsylvania
|
$167K
|
+$176K
|
+14,830
|
New
|
|
|
17
|
Wedbush Securities
Los Angeles,
California
|
$147K
|
–
|
–
|
–
|
|
|
18
|
Virtu KCG Holdings
New York
|
$138K
|
-$182K
|
-15,332
|
-56%
|
|
|
19
|
Wolverine Asset Management
Chicago,
Illinois
|
$110K
|
+$116K
|
+9,794
|
New
|
|
|
20
|
D.A. Davidson & Co
Great Falls,
Montana
|
$67K
|
–
|
–
|
–
|
|
|
21
|
Reilly Financial Advisors
La Mesa,
California
|
$60K
|
+$11.9K
|
+1,000
|
+23%
|
|
|
22
|
American International Group
New York
|
$46.4K
|
+$23.7K
|
+2,000
|
+95%
|
|
|
23
|
Edge Wealth Management
New York
|
$11K
|
–
|
–
|
–
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$783
|
-66
|
-39%
|
|
|
25
|
Karpus Investment Management
Pittsford,
New York
|
–
|
-$349K
|
-29,039
|
Closed
|
|
