|
1
|
Karpus Investment Management
Pittsford,
New York
|
$4.79M
|
-$657K
|
-56,315
|
-12%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$3.96M
|
+$525K
|
+44,943
|
+15%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.94M
|
-$460K
|
-39,433
|
-11%
|
|
|
4
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$3.34M
|
+$173K
|
+14,850
|
+6%
|
|
|
5
|
|
$3.34M
|
+$525K
|
+44,950
|
+19%
|
|
|
6
|
|
$2.42M
|
+$1.4M
|
+119,591
|
+139%
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
$1.2M
|
+$1.19M
|
+102,144
|
New
|
|
|
8
|
Alethea Capital Management
Mercer Island,
Washington
|
$978K
|
+$970K
|
+83,097
|
New
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$898K
|
-$39.3K
|
-3,365
|
-4%
|
|
|
10
|
AQR Capital Management
Greenwich,
Connecticut
|
$645K
|
+$639K
|
+54,792
|
New
|
|
|
11
|
Akanthos Capital Management
Woodland Hills,
California
|
$620K
|
–
|
–
|
–
|
|
|
12
|
LPL Financial
San Diego,
California
|
$602K
|
+$17.7K
|
+1,517
|
+3%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$326K
|
+$922
|
+79
|
+0.3%
|
|
|
14
|
KeyBank National Association
Cleveland,
Ohio
|
$317K
|
–
|
–
|
–
|
|
|
15
|
Wedbush Securities
Los Angeles,
California
|
$310K
|
+$47.9K
|
+4,100
|
+18%
|
|
|
16
|
Tradewinds Capital Management
Bellingham,
Washington
|
$288K
|
–
|
–
|
–
|
|
|
17
|
|
$176K
|
-$910
|
-78
|
-0.5%
|
|
|
18
|
Horizon Kinetics
New York
|
$140K
|
-$41.4K
|
-3,549
|
-23%
|
|
|
19
|
D.A. Davidson & Co
Great Falls,
Montana
|
$70K
|
+$70K
|
+6,000
|
New
|
|
|
20
|
Reilly Financial Advisors
La Mesa,
California
|
$50K
|
–
|
–
|
–
|
|
|
21
|
American International Group
New York
|
$24.9K
|
-$35K
|
-3,000
|
-59%
|
|
|
22
|
National Planning Corporation
El Segundo,
California
|
$15.9K
|
+$15.6K
|
+1,333
|
New
|
|
|
23
|
Edge Wealth Management
New York
|
$12K
|
–
|
–
|
–
|
|
|
24
|
Tower Research Capital (TRC)
New York
|
$7K
|
+$5.64K
|
+483
|
+333%
|
|
|
25
|
Virtu KCG Holdings
New York
|
–
|
-$895K
|
-78,887
|
Closed
|
|
