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Establishment Labs

100 hedge funds and large institutions have $1.17B invested in Establishment Labs in 2021 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 33 increasing their positions, 24 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

458% more call options, than puts

Call options by funds: $32.9M | Put options by funds: $5.89M

100% more funds holding in top 10

Funds holding in top 10: 48 (+4)

38% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 24

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

10% more capital invested

Capital invested by funds: $1.07B → $1.17B (+$103M)

9.33% more ownership

Funds ownership: 62.97%72.3% (+9.3%)

3% more funds holding

Funds holding: 97100 (+3)

Holders
100
Holders Change
+3
Holders Change %
+3.09%
% of All Funds
1.54%
Holding in Top 10
8
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+100%
% of All Funds
0.12%
New
26
Increased
33
Reduced
24
Closed
22
Calls
$32.9M
Puts
$5.89M
Net Calls
+$27M
Net Calls Change
+$44.6M
Name Holding Trade Value Shares
Change
Change in
Stake
JAM
1
JW Asset Management
Florida
$211M
RI
2
RTW Investments
New York
$157M
NCM
3
Nantahala Capital Management
Connecticut
$144M +$4.63M +66,197 +3%
Brown Advisory
4
Brown Advisory
Maryland
$110M -$972K -13,909 -0.8%
PVI
5
Pura Vida Investments
New York
$76.1M +$2.78M +39,737 +4%
CAC
6
Cowen and Company
New York
$54.8M +$13.1M +187,000 +30%
MAM
7
Madryn Asset Management
New York
$49.5M +$51.2M +732,000 New
MSO
8
Madryn Select Opportunities
New York
$49.5M +$51.2M +732,000 New
Millennium Management
9
Millennium Management
New York
$34.8M +$14.8M +211,677 +70%
PA
10
Perceptive Advisors
New York
$27.4M -$6.99M -100,000 -20%
UBS Group
11
UBS Group
Switzerland
$27.3M -$261K -3,738 -0.9%
Artisan Partners
12
Artisan Partners
Wisconsin
$21.1M -$71.2K -1,019 -0.3%
NIP
13
Nicholas Investment Partners
California
$16.9M +$3.45M +49,294 +25%
KCM
14
Kornitzer Capital Management
Kansas
$16.8M +$1.15M +16,485 +7%
Allianz Asset Management
15
Allianz Asset Management
Germany
$16.4M +$2.63M +37,586 +18%
N
16
Nuveen
North Carolina
$14.9M +$4.6M +65,798 +43%
Barclays
17
Barclays
United Kingdom
$12.2M +$12.6M +179,763 +20,497%
JP Morgan Chase
18
JP Morgan Chase
New York
$10.8M +$8.61M +123,127 +329%
Neuberger Berman Group
19
Neuberger Berman Group
New York
$10.7M +$10.2M +145,906 +1,181%
Carson Wealth (CWM LLC)
20
Carson Wealth (CWM LLC)
Nebraska
$9.44M +$9.76M +139,585 New
Goldman Sachs
21
Goldman Sachs
New York
$6.41M -$222K -3,172 -3%
BlackRock
22
BlackRock
New York
$6M +$935K +13,382 +18%
BWM
23
BigSur Wealth Management
Florida
$5.27M
AAA
24
Affinity Asset Advisors
New York
$5.24M +$1.22M +17,500 +29%
Assenagon Asset Management
25
Assenagon Asset Management
Luxembourg
$5.15M -$1.44M -20,558 -21%

ESTA Hedge Fund Activity: Q4 2021 in Review

100 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Establishment Labs (ESTA) for Q4 2021, worth a combined $1.17B — up 9.6% from $1.07B a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new ESTA positions and 22 closed out — a net gain of 4 holders — while 33 added to existing stakes and 24 trimmed.

The largest buyer was Millennium Management, adding an estimated $14.8M. The largest seller was Perceptive Advisors, cutting an estimated $6.99M.

  • 100 institutional investors held Establishment Labs (ESTA) as of Q4 2021, up from 97 in Q3 2021.
  • Funds reported $1.17B of Establishment Labs stock for Q4 2021, up 9.6% quarter-over-quarter.
  • 26 funds opened new Establishment Labs positions in Q4 2021 and 22 closed out, a net change of +4 holders.
  • The largest Establishment Labs buyer in Q4 2021 was Millennium Management, an estimated $14.8M added.
  • The largest Establishment Labs seller in Q4 2021 was Perceptive Advisors, an estimated $6.99M sold.

Based on aggregated 13F filings for Q4 2021.