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Establishment Labs

97 hedge funds and large institutions have $1.07B invested in Establishment Labs in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 54 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

170% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 20

2.53% more ownership

Funds ownership: 60.44%62.97% (+2.5%)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

0% more funds holding

Funds holding: 9797 (0)

14% less capital invested

Capital invested by funds: $1.25B → $1.07B (-$181M)

20% less funds holding in top 10

Funds holding in top 10: 54 (-1)

79% less call options, than puts

Call options by funds: $4.8M | Put options by funds: $22.4M

Holders
97
Holders Change
Holders Change %
0%
% of All Funds
1.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
13
Increased
54
Reduced
20
Closed
12
Calls
$4.8M
Puts
$22.4M
Net Calls
-$17.6M
Net Calls Change
-$2.74M
Name Holding Trade Value Shares
Change
Change in
Stake
JAM
1
JW Asset Management
Florida
$223M
RI
2
RTW Investments
New York
$166M
NCM
3
Nantahala Capital Management
Connecticut
$147M +$9.56M +129,775 +7%
Brown Advisory
4
Brown Advisory
Maryland
$118M +$1.21M +16,412 +1%
PVI
5
Pura Vida Investments
New York
$77.8M +$2.89M +39,186 +4%
CAC
6
Cowen and Company
New York
$44.6M +$17.5M +237,640 +62%
PA
7
Perceptive Advisors
New York
$36.2M -$14.4M -194,867 -28%
UBS Group
8
UBS Group
Switzerland
$29.2M +$469K +6,371 +2%
Artisan Partners
9
Artisan Partners
Wisconsin
$22.4M -$4.61M -62,560 -17%
Millennium Management
10
Millennium Management
New York
$21.7M +$13.9M +188,134 +164%
KCM
11
Kornitzer Capital Management
Kansas
$16.6M +$3.69M +50,125 +28%
Allianz Asset Management
12
Allianz Asset Management
Germany
$14.7M +$4.49M +61,016 +42%
NIP
13
Nicholas Investment Partners
California
$14.3M -$2.52M -34,200 -15%
N
14
Nuveen
North Carolina
$11.1M +$11M +149,328 +2,837%
Morgan Stanley
15
Morgan Stanley
New York
$7.47M +$3.52M +47,849 +85%
Goldman Sachs
16
Goldman Sachs
New York
$7.01M +$369K +5,005 +5%
Assenagon Asset Management
17
Assenagon Asset Management
Luxembourg
$6.92M +$356K +4,832 +5%
Two Sigma Investments
18
Two Sigma Investments
New York
$6.2M -$573K -7,774 -8%
BWM
19
BigSur Wealth Management
Florida
$5.58M +$368K +5,000 +7%
Two Sigma Advisers
20
Two Sigma Advisers
New York
$5.5M +$1.41M +19,100 +33%
BlackRock
21
BlackRock
New York
$5.4M +$998K +13,551 +22%
TCM
22
Tygh Capital Management
Oregon
$5.15M +$72.4K +983 +1%
Vanguard Group
23
Vanguard Group
Pennsylvania
$5.1M +$261K +3,549 +5%
KCM
24
Kennedy Capital Management
Missouri
$4.62M +$1.6M +21,760 +51%
AAA
25
Affinity Asset Advisors
New York
$4.29M +$2.95M +40,000 +200%

ESTA Hedge Fund Activity: Q3 2021 in Review

97 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Establishment Labs (ESTA) for Q3 2021, worth a combined $1.07B — down 14% from $1.25B a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new ESTA positions and 12 closed out — a net gain of 1 holder — while 54 added to existing stakes and 20 trimmed.

The largest buyer was Cowen and Company, adding an estimated $17.5M. The largest seller was Perceptive Advisors, cutting an estimated $14.4M.

  • 97 institutional investors held Establishment Labs (ESTA) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $1.07B of Establishment Labs stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new Establishment Labs positions in Q3 2021 and 12 closed out, a net change of +1 holder.
  • The largest Establishment Labs buyer in Q3 2021 was Cowen and Company, an estimated $17.5M added.
  • The largest Establishment Labs seller in Q3 2021 was Perceptive Advisors, an estimated $14.4M sold.

Based on aggregated 13F filings for Q3 2021.