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Establishment Labs

99 hedge funds and large institutions have $532M invested in Establishment Labs in 2023 Q4 according to their latest regulatory filings, with 29 funds opening new positions, 27 increasing their positions, 28 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

191% more call options, than puts

Call options by funds: $60.6M | Put options by funds: $20.8M

0.97% less ownership

Funds ownership: 80.54%79.57% (-0.97%)

4% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 28

6% less funds holding

Funds holding: 10599 (-6)

12% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 33

38% less funds holding in top 10

Funds holding in top 10: 85 (-3)

48% less capital invested

Capital invested by funds: $1.02B → $532M (-$489M)

Holders
99
Holders Change
-6
Holders Change %
-5.71%
% of All Funds
1.44%
Holding in Top 10
5
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-37.5%
% of All Funds
0.07%
New
29
Increased
27
Reduced
28
Closed
33
Calls
$60.6M
Puts
$20.8M
Net Calls
+$39.8M
Net Calls Change
-$10.5M
Name Holding Trade Value Shares
Change
Change in
Stake
JFG
76
Jefferies Financial Group
New York
$80.8K +$91.4K +3,122 New
SI
77
Sofinnova Investments
California
$79K +$89.4K +3,052 New
TLCM
78
Twin Lakes Capital Management
California
$75.9K
QT
79
Quantbot Technologies
New York
$55.9K +$63.3K +2,161 New
MCM
80
MV Capital Management
Maryland
$51.8K
SAM
81
Shell Asset Management
Netherlands
$37K -$12.1K -413 -23%
GRP
82
Global Retirement Partners
California
$24.3K -$15.4K -525 -43%
Wells Fargo
83
Wells Fargo
California
$23.3K -$7.58K -259 -22%
Osaic Holdings
84
Osaic Holdings
Arizona
$20.5K
Deutsche Bank
85
Deutsche Bank
Germany
$20.3K
Bank of America
86
Bank of America
North Carolina
$19.7K -$109K -3,730 -83%
RhumbLine Advisers
87
RhumbLine Advisers
Massachusetts
$17.7K
GWSG
88
GPS Wealth Strategies Group
Colorado
$9.58K
TRCT
89
Tower Research Capital (TRC)
New York
$8.75K -$9.96K -340 -50%
BNP Paribas Financial Markets
90
BNP Paribas Financial Markets
France
$7.61K -$61.9K -2,115 -88%
Royal Bank of Canada
91
Royal Bank of Canada
Ontario, Canada
$6K +$4.8K +164 +269%
UBS Group
92
UBS Group
Switzerland
$5.83K -$11.2M -381,335 -100%
TFA
93
Toth Financial Advisory
Virginia
$3.5K
Northwestern Mutual Wealth Management
94
Northwestern Mutual Wealth Management
Wisconsin
$2.98K +$3.37K +115 New
PA
95
Parallel Advisors
California
$1.71K +$1.93K +66 New
CA
96
Clearstead Advisors
Ohio
$622 +$703 +24 New
S
97
SignatureFD
Georgia
$466 +$293 +10 +125%
PWA
98
Provenance Wealth Advisors
Florida
$259
NIP
99
Nicholas Investment Partners
California
-$30.5M -620,622 Closed
Neuberger Berman Group
100
Neuberger Berman Group
New York
-$26.3M -535,867 Closed

ESTA Hedge Fund Activity: Q4 2023 in Review

99 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Establishment Labs (ESTA) for Q4 2023, worth a combined $532M — down 48% from $1.02B a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of ESTA and 29 opened new positions — a net loss of 4 holders — while 28 trimmed existing stakes and 27 added.

The largest buyer was Morgan Stanley, adding an estimated $31.5M. The largest seller was Nicholas Investment Partners, exiting entirely with an estimated $30.5M sold.

  • 99 institutional investors held Establishment Labs (ESTA) as of Q4 2023, down from 105 in Q3 2023.
  • Funds reported $532M of Establishment Labs stock for Q4 2023, down 48% quarter-over-quarter.
  • 29 funds opened new Establishment Labs positions in Q4 2023 and 33 closed out, a net change of -4 holders.
  • The largest Establishment Labs buyer in Q4 2023 was Morgan Stanley, an estimated $31.5M added.
  • The largest Establishment Labs seller in Q4 2023 was Nicholas Investment Partners, an estimated $30.5M sold.

Based on aggregated 13F filings for Q4 2023.