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Establishment Labs
ESTA

97 hedge funds and large institutions have $1.07B invested in Establishment Labs in 2021 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 54 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

170% more repeat investments, than reductions

Existing positions increased: 54 | Existing positions reduced: 20

2.53% more ownership

Funds ownership: 60.44% → 62.97% (+2.5%)

8% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 12

0% more funds holding

Funds holding: 97 → 97 (0)

14% less capital invested

Capital invested by funds: $1.25B → $1.07B (-$181M)

20% less funds holding in top 10

Funds holding in top 10: 5 → 4 (-1)

79% less call options, than puts

Call options by funds: $4.8M | Put options by funds: $22.4M

Holders
97
Holders Change
–
Holders Change %
0%
% of All Funds
1.7%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.07%
New
13
Increased
54
Reduced
20
Closed
12
Calls
$4.8M
Puts
$22.4M
Net Calls
-$17.6M
Net Calls Change
-$2.74M

Top Buyers

Rank Fund Capital Flow
1
CAC
Cowen and Company
New York
+$17.5M
2
Millennium Management
Millennium Management
New York
+$13.9M
3
N
Nuveen
North Carolina
+$11M
4
NCM
Nantahala Capital Management
Connecticut
+$9.56M
5
Allianz Asset Management
Allianz Asset Management
Germany
+$4.49M

Top Sellers

Rank Fund Capital Flow
1
PA
Perceptive Advisors
New York
-$14.4M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$6.09M
3
Artisan Partners
Artisan Partners
Wisconsin
-$4.61M
4
Renaissance Technologies
Renaissance Technologies
New York
-$4.14M
5
NIP
Nicholas Investment Partners
California
-$2.52M
Name Holding Trade Value Shares
Change 		Change in
Stake
Marshall Wace
76
Marshall Wace
United Kingdom
$220K +$226K +3,073 New
Teacher Retirement System of Texas
77
Teacher Retirement System of Texas
Texas
$218K +$44.1K +599 +25%
TLCM
78
Twin Lakes Capital Management
California
$213K – – –
D.E. Shaw & Co
79
D.E. Shaw & Co
New York
$205K -$587K -7,971 -74%
SAM
80
Shell Asset Management
Netherlands
$186K -$8.1K -110 -4%
OSAM
81
O'Shaughnessy Asset Management
Connecticut
$174K – – –
MCM
82
MV Capital Management
Maryland
$143K – – –
Bank of America
83
Bank of America
North Carolina
$118K -$31K -421 -20%
QT
84
Quantbot Technologies
New York
$100K +$103K +1,400 New
Osaic Holdings
85
Osaic Holdings
Arizona
$65K +$55.5K +754 +503%
Barclays
86
Barclays
United Kingdom
$63K -$924K -12,542 -93%
TRCT
87
Tower Research Capital (TRC)
New York
$53K +$49K +666 +912%
Deutsche Bank
88
Deutsche Bank
Germany
$49K +$27.3K +371 +120%
Macquarie Group
89
Macquarie Group
Australia
$38K +$38.7K +526 New
Lazard Asset Management
90
Lazard Asset Management
New York
$33K +$34.7K +471 New
Citigroup
91
Citigroup
New York
$25K +$74 +1 +0.3%
BNP Paribas Financial Markets
92
BNP Paribas Financial Markets
France
$23.7K +$74 +1 +0.3%
TFA
93
Toth Financial Advisory
Virginia
$10K – – –
CFGS
94
Concourse Financial Group Securities
Alabama
$1K – – –
PCH
95
Polar Capital Holdings
United Kingdom
$705 +$256K +3,480 +55%
Walleye Capital
96
Walleye Capital
New York
$450 +$463K +6,284 New
Bank of Montreal
97
Bank of Montreal
Ontario, Canada
– -$6.09M -70,020 Closed
SCM
98
Soleus Capital Management
Connecticut
– -$2.32M -26,568 Closed
Norges Bank
99
Norges Bank
Norway
– -$1.25M -14,300 Closed
SG Americas Securities
100
SG Americas Securities
New York
– -$841K -9,629 Closed
1 2 3
4
5

ESTA Hedge Fund Activity: Q3 2021 in Review

97 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Establishment Labs (ESTA) for Q3 2021, worth a combined $1.07B — down 14% from $1.25B a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new ESTA positions and 12 closed out — a net gain of 1 holder — while 54 added to existing stakes and 20 trimmed.

The largest buyer was Cowen and Company, adding an estimated $17.5M. The largest seller was Perceptive Advisors, cutting an estimated $14.4M.

  • 97 institutional investors held Establishment Labs (ESTA) as of Q3 2021, unchanged from Q2 2021.
  • Funds reported $1.07B of Establishment Labs stock for Q3 2021, down 14% quarter-over-quarter.
  • 13 funds opened new Establishment Labs positions in Q3 2021 and 12 closed out, a net change of +1 holder.
  • The largest Establishment Labs buyer in Q3 2021 was Cowen and Company, an estimated $17.5M added.
  • The largest Establishment Labs seller in Q3 2021 was Perceptive Advisors, an estimated $14.4M sold.

Based on aggregated 13F filings for Q3 2021.