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ALPS Equal Sector Weight ETF

28 hedge funds and large institutions have $59.1M invested in ALPS Equal Sector Weight ETF in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

4% more funds holding

Funds holding: 2728 (+1)

3.09% more ownership

Funds ownership: 121.91%125% (+3.1%)

5% more capital invested

Capital invested by funds: $56.3M → $59.1M (+$2.78M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.75%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
10
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$23.9M +$469K +23,820 +2%
Morgan Stanley
2
Morgan Stanley
New York
$7.82M +$630K +31,953 +9%
UBS Group
3
UBS Group
Switzerland
$7.57M +$650K +32,982 +9%
CL
4
Choreo LLC
Illinois
$4.74M -$868K -44,058 -15%
BWM
5
Bernicke Wealth Management
Wisconsin
$2.69M -$108K -5,478 -4%
Jane Street
6
Jane Street
New York
$2.46M +$179K +9,072 +8%
Wells Fargo
7
Wells Fargo
California
$2.17M +$326K +16,542 +18%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.86M +$484K +24,567 +35%
Citadel Advisors
9
Citadel Advisors
Florida
$1.11M +$1.11M +56,352 New
SWP
10
Stratos Wealth Partners
Ohio
$1.04M +$21.3K +1,080 +2%
LPL Financial
11
LPL Financial
California
$926K -$47.8K -2,424 -5%
Ameriprise
12
Ameriprise
Minnesota
$910K +$320K +16,248 +54%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$496K +$191K +9,672 +62%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$241K
RJA
15
Raymond James & Associates
Florida
$235K -$17K -861 -7%
PAG
16
Private Advisor Group
New Jersey
$235K -$1.89K -96 -0.8%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$205K -$1.43M -72,801 -87%
IA
18
IFP Advisors
Florida
$198K
MFS
19
MSI Financial Services
Massachusetts
$94K +$11.9K +603 +15%
GWM
20
Geneos Wealth Management
Colorado
$65K
US Bancorp
21
US Bancorp
Minnesota
$62K
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$19K
AG
23
Advisor Group
Arizona
$18K
TRCT
24
Tower Research Capital (TRC)
New York
$12K +$11.8K +600 New
NFG
25
Next Financial Group
Texas
$8K +$7.68K +390 New

EQL Hedge Fund Activity: Q3 2016 in Review

28 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ALPS Equal Sector Weight ETF (EQL) for Q3 2016, worth a combined $59.1M — up 4.9% from $56.3M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new EQL positions and 2 closed out — a net gain of 1 holder — while 10 added to existing stakes and 6 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $1.11M. The largest seller was Royal Bank of Canada, cutting an estimated $1.43M.

  • 28 institutional investors held ALPS Equal Sector Weight ETF (EQL) as of Q3 2016, up from 27 in Q2 2016.
  • Funds reported $59.1M of ALPS Equal Sector Weight ETF stock for Q3 2016, up 4.9% quarter-over-quarter.
  • 3 funds opened new ALPS Equal Sector Weight ETF positions in Q3 2016 and 2 closed out, a net change of +1 holder.
  • The largest ALPS Equal Sector Weight ETF buyer in Q3 2016 was Citadel Advisors, an estimated $1.11M added.
  • The largest ALPS Equal Sector Weight ETF seller in Q3 2016 was Royal Bank of Canada, an estimated $1.43M sold.

Based on aggregated 13F filings for Q3 2016.