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ALPS Equal Sector Weight ETF

18 hedge funds and large institutions have $48.7M invested in ALPS Equal Sector Weight ETF in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 4 increasing their positions, 7 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

29% more funds holding

Funds holding: 1418 (+4)

2% more capital invested

Capital invested by funds: $48M → $48.7M (+$728K)

25.18% less ownership

Funds ownership: 125.25%100.07% (-25%)

43% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 7

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
18
Holders Change
+4
Holders Change %
+28.57%
% of All Funds
0.52%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
4
Reduced
7
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$13.3M +$5.62M +330,930 +77%
Bank of America
2
Bank of America
North Carolina
$10.4M +$150K +8,847 +2%
Morgan Stanley
3
Morgan Stanley
New York
$9.31M -$1.73M -101,691 -16%
VF
4
Virtu Financial
New York
$4.61M +$2.72M +160,137 +153%
Jane Street
5
Jane Street
New York
$3.53M +$3.45M +203,025 New
VKH
6
Virtu KCG Holdings
New York
$2.22M +$2.17M +127,560 New
LPL Financial
7
LPL Financial
California
$1.57M -$35.2K -2,073 -2%
Wells Fargo
8
Wells Fargo
California
$1.29M -$47.7K -2,811 -4%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$924K +$904K +53,211 New
RJA
10
Raymond James & Associates
Florida
$627K -$211K -12,414 -26%
PI
11
Placemark Investments
Illinois
$518K -$3.95M -232,746 -89%
KFS
12
KMS Financial Services
Washington
$229K -$968 -57 -0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$73K +$25.5K +1,500 +56%
US Bancorp
14
US Bancorp
Minnesota
$55K +$53.5K +3,150 New
AIG
15
American International Group
New York
$43.2K -$28.3K -1,665 -40%
TRCT
16
Tower Research Capital (TRC)
New York
$37K +$36.4K +2,145 New
MFS
17
MSI Financial Services
Massachusetts
$31K
LWM
18
LBA Wealth Management
Florida
$16K +$15.2K +897 New
FIM
19
Freedom Investment Management
Connecticut
-$8.98M -527,952 Closed
PAS
20
Partnervest Advisory Services
California
-$444K -26,097 Closed

EQL Hedge Fund Activity: Q1 2014 in Review

18 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in ALPS Equal Sector Weight ETF (EQL) for Q1 2014, worth a combined $48.7M — up 1.5% from $48M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new EQL positions and 2 closed out — a net gain of 4 holders — while 4 added to existing stakes and 7 trimmed.

The largest buyer was UBS, adding an estimated $5.62M. The largest seller was Freedom Investment Management, exiting entirely with an estimated $8.98M sold.

  • 18 institutional investors held ALPS Equal Sector Weight ETF (EQL) as of Q1 2014, up from 14 in Q4 2013.
  • Funds reported $48.7M of ALPS Equal Sector Weight ETF stock for Q1 2014, up 1.5% quarter-over-quarter.
  • 6 funds opened new ALPS Equal Sector Weight ETF positions in Q1 2014 and 2 closed out, a net change of +4 holders.
  • The largest ALPS Equal Sector Weight ETF buyer in Q1 2014 was UBS, an estimated $5.62M added.
  • The largest ALPS Equal Sector Weight ETF seller in Q1 2014 was Freedom Investment Management, an estimated $8.98M sold.

Based on aggregated 13F filings for Q1 2014.