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Innovator S&P Investment Grade Preferred ETF

49 hedge funds and large institutions have $77.8M invested in Innovator S&P Investment Grade Preferred ETF in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 33 increasing their positions, 8 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

313% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 8

1.9% less ownership

Funds ownership: 49.71%47.81% (-1.9%)

5% less capital invested

Capital invested by funds: $82.2M → $77.8M (-$4.37M)

17% less funds holding

Funds holding: 5949 (-10)

83% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 12

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
49
Holders Change
-10
Holders Change %
-16.95%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
2
Increased
33
Reduced
8
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$8.56M +$305K +12,545 +4%
WWM
2
WT Wealth Management
Arizona
$5.2M +$15.7K +646 +0.3%
DWP
3
Destiny Wealth Partners
Florida
$5.15M +$207K +8,523 +4%
OMC
4
Old Mission Capital
Illinois
$4.91M +$4.39M +180,186 +758%
UBS Group
5
UBS Group
Switzerland
$4.08M +$930K +38,209 +29%
Osaic Holdings
6
Osaic Holdings
Arizona
$3.93M +$309K +12,683 +8%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$3.92M +$609K +25,015 +18%
WFA
8
Websterrogers Financial Advisors
South Carolina
$3.4M +$429K +17,622 +14%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.18M +$102K +4,176 +3%
WPC
10
White Pine Capital
Minnesota
$2.97M +$1.05M +43,300 +54%
GEA
11
Glen Eagle Advisors
New Jersey
$2.65M +$528K +21,714 +25%
RFWA
12
RPg Family Wealth Advisory
Massachusetts
$2.45M +$223K +9,161 +10%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$2.42M -$309K -12,705 -11%
SIS
14
Sound Income Strategies
Florida
$2.38M +$1.58M +64,837 +190%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.25M +$797K +32,733 +54%
LTI
16
Laffer Tengler Investments
Tennessee
$2.21M -$113K -4,628 -5%
CFGS
17
Concourse Financial Group Securities
Alabama
$2.04M +$64.1K +2,635 +3%
AA
18
AlphaMark Advisors
Kentucky
$1.79M -$40.9K -1,680 -2%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.36M -$247K -10,139 -15%
HWMA
20
Heritage Wealth Management (Arizona)
Arizona
$1.26M +$142K +5,821 +12%
SFI
21
SPC Financial Inc
Maryland
$1.22M -$10.7M -440,932 -90%
RJA
22
Raymond James & Associates
Florida
$1.07M +$61.7K +2,534 +6%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$1.07M +$98.5K +4,046 +10%
Stifel Financial
24
Stifel Financial
Missouri
$917K +$87.9K +3,613 +10%
MML Investors Services
25
MML Investors Services
Massachusetts
$787K +$222K +9,128 +39%

EPRF Hedge Fund Activity: Q3 2021 in Review

49 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator S&P Investment Grade Preferred ETF (EPRF) for Q3 2021, worth a combined $77.8M — down 5.3% from $82.2M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of EPRF and 2 opened new positions — a net loss of 10 holders — while 8 trimmed existing stakes and 33 added.

The largest buyer was Old Mission Capital, adding an estimated $4.39M. The largest seller was SPC Financial Inc, cutting an estimated $10.7M.

  • 49 institutional investors held Innovator S&P Investment Grade Preferred ETF (EPRF) as of Q3 2021, down from 59 in Q2 2021.
  • Funds reported $77.8M of Innovator S&P Investment Grade Preferred ETF stock for Q3 2021, down 5.3% quarter-over-quarter.
  • 2 funds opened new Innovator S&P Investment Grade Preferred ETF positions in Q3 2021 and 12 closed out, a net change of -10 holders.
  • The largest Innovator S&P Investment Grade Preferred ETF buyer in Q3 2021 was Old Mission Capital, an estimated $4.39M added.
  • The largest Innovator S&P Investment Grade Preferred ETF seller in Q3 2021 was SPC Financial Inc, an estimated $10.7M sold.

Based on aggregated 13F filings for Q3 2021.