B. Riley Wealth Management’s Innovator S&P Investment Grade Preferred ETF EPRF Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-19,711	Closed	-$483K	–	641
2021 Q2	$483K	Buy	19,711 +120	+0.6%	+$2.94K	0.05%	238
2021 Q1	$474K	Buy	19,591 +2,857	+17%	+$69.1K	0.06%	231
2020 Q4	$414K	Buy	+16,734	New	+$414K	0.05%	233