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PIMCO Enhanced Short Maturity Active ESG ETF
EMNT

Name Holding Trade Value Shares
Change 		Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$24.4M – – –
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.48M +$9.45M +96,776 New
Morgan Stanley
3
Morgan Stanley
New York
$8.91M +$2.71M +27,769 +44%
Cerity Partners
4
Cerity Partners
New York
$8.15M +$2.97M +30,432 +58%
Jane Street
5
Jane Street
New York
$7.38M +$1.68M +17,223 +30%
DWM
6
Destination Wealth Management
California
$4.6M -$75.8K -776 -2%
Osaic Holdings
7
Osaic Holdings
Arizona
$4.51M +$177K +1,813 +4%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$3.77M +$54.1K +554 +1%
LWP
9
Laurel Wealth Planning
Minnesota
$3.66M -$115K -1,179 -3%
MIA
10
Milestone Investment Advisors
Wisconsin
$3.15M +$491K +5,023 +18%
BCI
11
Brinker Capital Investments
Pennsylvania
$2.98M +$1.23M +12,610 +71%
OPS
12
Orion Portfolio Solutions
Nebraska
$2.98M +$1.23M +12,610 +71%
RCM
13
Rain Capital Management
Oregon
$2.49M -$1.27K -13 -0.1%
UBS Group
14
UBS Group
Switzerland
$2.38M -$30.2K -309 -1%
PI
15
PFG Investments
New York
$1.94M +$883K +9,039 +84%
MWM
16
Modera Wealth Management
New Jersey
$1.78M +$1.78M +18,205 New
FAFN
17
First Affirmative Financial Network
Colorado
$1.57M -$948K -9,710 -38%
CL
18
Choreo LLC
Illinois
$1.29M – – –
Wealth Enhancement Advisory Services
19
Wealth Enhancement Advisory Services
Minnesota
$1.27M +$139K +1,425 +12%
LPL Financial
20
LPL Financial
California
$1.25M -$195K -1,998 -14%
MWM
21
Mascoma Wealth Management
New Hampshire
$1.24M -$2.6M -26,613 -68%
SPW
22
Sonoma Private Wealth
California
$1.03M -$105K -1,070 -9%
LFASL
23
Lugano Financial Advisors SA (LFA)
Switzerland
$969K – – –
WCFA
24
Walkner Condon Financial Advisors
Wisconsin
$909K +$44K +450 +5%
PCIA
25
Prime Capital Investment Advisors
Kansas
$710K -$380K -3,889 -35%
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