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PIMCO Enhanced Short Maturity Active ESG ETF
EMNT

Name Holding Trade Value Shares
Change 		Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$25.1M – – –
MA
2
MJP Associates
Connecticut
$17.4M -$623K -6,187 -3%
AWA
3
Arete Wealth Advisors
Illinois
$14.2M -$937K -9,311 -6%
Citadel Advisors
4
Citadel Advisors
Florida
$9.99M +$1.51M +14,995 +18%
Jane Street
5
Jane Street
New York
$7.33M -$689K -6,845 -9%
AA
6
AlphaMark Advisors
Kentucky
$6.26M -$659K -6,549 -10%
HPC
7
HM Payson & Co
Maine
$4.54M -$3.52K -35 -0.1%
Stifel Financial
8
Stifel Financial
Missouri
$4.36M +$4.36M +43,285 New
FWM
9
Focused Wealth Management
New York
$3.53M +$431K +4,284 +14%
LFASL
10
Lugano Financial Advisors SA (LFA)
Switzerland
$3.05M – – –
DWM
11
Destination Wealth Management
California
$2.92M +$406K +4,037 +16%
SA
12
Stewardship Advisors
Pennsylvania
$2.71M -$1.19M -11,865 -31%
FAFN
13
First Affirmative Financial Network
Colorado
$2.6M +$2.6M +25,850 New
LPL Financial
14
LPL Financial
California
$2.53M +$118K +1,172 +5%
MWM
15
Mascoma Wealth Management
New Hampshire
$1.95M +$67.8K +673 +4%
BCI
16
Brinker Capital Investments
Pennsylvania
$1.58M -$48.4K -481 -3%
Morgan Stanley
17
Morgan Stanley
New York
$1.56M – – –
ACM
18
Antonetti Capital Management
Florida
$1.23M +$1.23M +12,210 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$961K +$136K +1,350 +16%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$901K +$568K +5,638 +170%
SN
21
Sittner & Nelson
Oregon
$755K +$755K +7,500 New
LWP
22
Laurel Wealth Planning
Minnesota
$706K +$706K +7,013 New
AA
23
Alesco Advisors
New York
$696K +$696K +6,910 New
NA
24
Nottingham Advisors
New York
$693K +$146K +1,450 +27%
UBS Group
25
UBS Group
Switzerland
$691K -$226K -2,243 -25%
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