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EMD

Western Asset Emerging Markets
EMD

Delisted

EMD was delisted on the 16th of December, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.8M +$31.7M +2,173,124 New
Invesco
2
Invesco
Georgia
$8.04M +$8.85M +606,369 New
NEAM
3
New England Asset Management
Connecticut
$5.94M +$6.54M +448,000 New
Bank of America
4
Bank of America
North Carolina
$3.63M +$4M +274,286 New
PPA
5
Parametric Portfolio Associates
Washington
$3.52M +$3.87M +265,330 New
U
6
UBS
Switzerland
$3.19M +$3.52M +240,860 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.12M +$2.33M +159,643 New
Wells Fargo
8
Wells Fargo
California
$1.99M +$2.19M +150,292 New
Barclays
9
Barclays
United Kingdom
$1.76M +$1.94M +133,067 New
AAM
10
Advisors Asset Management
Colorado
$1.7M +$1.87M +128,348 New
GC
11
Guggenheim Capital
Illinois
$1.62M +$1.78M +122,247 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$748K +$824K +56,441 New
LPL Financial
13
LPL Financial
California
$581K +$640K +43,872 New
FAAS
14
First Allied Advisory Services
California
$373K +$407K +27,891 New
DA
15
Doliver Advisors
Texas
$332K +$366K +25,050 New
DC
16
Davenport & Co
Virginia
$318K +$351K +24,025 New
RCM
17
Rivernorth Capital Management
Florida
$292K +$322K +22,049 New
BA
18
Boston Advisors
Massachusetts
$246K +$271K +18,575 New
Ameriprise
19
Ameriprise
Minnesota
$228K +$253K +17,321 New
OC
20
Oppenheimer & Co
New York
$227K +$249K +17,079 New
SFS
21
Shaker Financial Services
Virginia
$173K +$191K +13,090 New
KFS
22
KMS Financial Services
Washington
$168K +$185K +12,700 New
WTC
23
WhitTier Trust Company
Nevada
$168K +$185K +12,700 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$152K +$168K +11,500 New
CAN
25
Cetera Advisor Networks
California
$138K +$150K +10,300 New
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