|
1
|
Guggenheim Capital
Chicago,
Illinois
|
$1.93M
|
+$301K
|
+26,267
|
+19%
|
|
|
2
|
LPL Financial
San Diego,
California
|
$986K
|
-$1.57M
|
-136,499
|
-62%
|
|
|
3
|
Tradewinds Capital Management
Bellingham,
Washington
|
$925K
|
+$310
|
+27
|
+0%
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$748K
|
-$68.1K
|
-5,936
|
-8%
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$580K
|
-$103K
|
-8,988
|
-15%
|
|
|
6
|
|
$550K
|
-$130K
|
-11,306
|
-19%
|
|
|
7
|
DRW Securities
Chicago,
Illinois
|
$406K
|
-$108K
|
-9,431
|
-21%
|
|
|
8
|
Wills Financial Group
Richmond,
Virginia
|
$210K
|
+$208K
|
+18,118
|
New
|
|
|
9
|
AQR Capital Management
Greenwich,
Connecticut
|
$179K
|
–
|
–
|
–
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$168K
|
+$46.2K
|
+4,027
|
+39%
|
|
|
11
|
First Allied Advisory Services
San Diego,
California
|
$159K
|
+$157K
|
+13,694
|
New
|
|
|
12
|
|
$151K
|
+$619
|
+54
|
+0.4%
|
|
|
13
|
VanEck Associates
New York
|
$86K
|
+$11.5K
|
+1,005
|
+16%
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$56K
|
-$10.3K
|
-900
|
-16%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$55K
|
-$49K
|
-4,271
|
-47%
|
|
|
16
|
US Bancorp
Minneapolis,
Minnesota
|
$43K
|
–
|
–
|
–
|
|
|
17
|
MSI Financial Services
Springfield,
Massachusetts
|
$35K
|
–
|
–
|
–
|
|
|
18
|
M&T Bank
Buffalo,
New York
|
$28K
|
–
|
–
|
–
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$12K
|
–
|
–
|
–
|
|
|
20
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$12K
|
+$11.5K
|
+1,000
|
New
|
|
|
21
|
Virtu KCG Holdings
New York
|
–
|
-$185K
|
-16,827
|
Closed
|
|
|
22
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
–
|
-$160K
|
-14,625
|
Closed
|
|
|
23
|
SG Americas Securities
New York
|
–
|
-$107K
|
-9,758
|
Closed
|
|
|
24
|
Westport Resources Management
Westport,
Connecticut
|
–
|
-$51K
|
-4,650
|
Closed
|
|
