|
1
|
LPL Financial
San Diego,
California
|
$2.43M
|
-$1.91M
|
-176,226
|
-44%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$1.53M
|
+$247K
|
+22,761
|
+20%
|
|
|
3
|
Tradewinds Capital Management
Bellingham,
Washington
|
$874K
|
+$862K
|
+79,482
|
New
|
|
|
4
|
Advisors Asset Management
Monument,
Colorado
|
$773K
|
-$72.2K
|
-6,658
|
-9%
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$647K
|
+$638K
|
+58,842
|
New
|
|
|
6
|
|
$645K
|
-$105K
|
-9,681
|
-14%
|
|
|
7
|
DRW Securities
Chicago,
Illinois
|
$488K
|
+$222K
|
+20,501
|
+86%
|
|
|
8
|
Virtu KCG Holdings
New York
|
$185K
|
-$505K
|
-46,571
|
-73%
|
|
|
9
|
AQR Capital Management
Greenwich,
Connecticut
|
$169K
|
+$167K
|
+15,371
|
New
|
|
|
10
|
Investors Capital Advisory Services
Lynnfield,
Massachusetts
|
$160K
|
-$76.8K
|
-7,080
|
-33%
|
|
|
11
|
|
$142K
|
+$23.7K
|
+2,182
|
+20%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$115K
|
-$11.2K
|
-1,037
|
-9%
|
|
|
13
|
SG Americas Securities
New York
|
$107K
|
+$106K
|
+9,758
|
New
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$99K
|
-$315K
|
-29,015
|
-76%
|
|
|
15
|
VanEck Associates
New York
|
$71K
|
-$10.2K
|
-937
|
-13%
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$63K
|
–
|
–
|
–
|
|
|
17
|
Westport Resources Management
Westport,
Connecticut
|
$51K
|
–
|
–
|
–
|
|
|
18
|
US Bancorp
Minneapolis,
Minnesota
|
$41K
|
–
|
–
|
–
|
|
|
19
|
MSI Financial Services
Springfield,
Massachusetts
|
$33K
|
-$4.88K
|
-450
|
-13%
|
|
|
20
|
M&T Bank
Buffalo,
New York
|
$26K
|
–
|
–
|
–
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$11K
|
+$10.8K
|
+1,000
|
New
|
|
|
22
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$341K
|
-30,412
|
Closed
|
|
|
23
|
Doliver Advisors
Houston,
Texas
|
–
|
-$198K
|
-17,702
|
Closed
|
|
|
24
|
Regions Financial Corp
Birmingham,
Alabama
|
–
|
-$118K
|
-10,551
|
Closed
|
|
|
25
|
Wolverine Asset Management
Chicago,
Illinois
|
–
|
-$46K
|
-4,115
|
Closed
|
|
