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VanEck Energy Income ETF

34 hedge funds and large institutions have $40.4M invested in VanEck Energy Income ETF in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 3

67% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 9

6% more funds holding

Funds holding: 3234 (+2)

9% less capital invested

Capital invested by funds: $44.3M → $40.4M (-$3.91M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
34
Holders Change
+2
Holders Change %
+6.25%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
15
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Ashford Capital Management
Delaware
$7.63M -$6.69M -24,460 -47%
BTS
2
BB&T Securities
Virginia
$3.82M +$5.2K +19 +1%
RJA
3
Raymond James & Associates
Florida
$3.74M -$665K -2,432 -15%
AIG
4
American International Group
New York
$3.56M +$75.5K +276 +2%
ACP
5
Ashfield Capital Partners
California
$3.46M +$320K +1,172 +10%
SCM
6
Summit Capital Management
Washington
$2.57M -$1.31M -4,807 -34%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.06M -$16.1K -59 -0.8%
Morgan Stanley
8
Morgan Stanley
New York
$2M +$1.97M +7,218 New
Ameriprise
9
Ameriprise
Minnesota
$1.97M +$3.55K +13 +0.2%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.74M +$1.72M +6,285 New
LI
11
LVZ Inc
Michigan
$1.17M +$1.15M +4,219 New
LPL Financial
12
LPL Financial
California
$932K +$62.3K +228 +7%
William Blair & Company
13
William Blair & Company
Illinois
$787K +$32.5K +119 +4%
G
14
GlobalBridge
Minnesota
$601K -$12.3K -45 -2%
FAAS
15
First Allied Advisory Services
California
$574K +$118K +430 +26%
1IA
16
1834 Investment Advisors
Wisconsin
$506K +$40.2K +147 +9%
AA
17
AlphaMark Advisors
Kentucky
$441K +$10.9K +40 +3%
ACM
18
Aviance Capital Management
Florida
$420K -$35.8K -131 -8%
DAC
19
Dividend Assets Capital
South Carolina
$412K -$20.5K -75 -5%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$328K +$38K +139 +13%
AHC
21
Adell Harriman & Carpenter
Texas
$302K +$29K +106 +11%
GI
22
Gradient Investments
Minnesota
$286K +$273K +997 +2,624%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$239K -$21.3K -78 -8%
AIC
24
Atlantic Investment Company
Georgia
$204K +$202K +737 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$180K +$29.3K +107 +20%

EINC Hedge Fund Activity: Q4 2013 in Review

34 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in VanEck Energy Income ETF (EINC) for Q4 2013, worth a combined $40.4M — down 8.8% from $44.3M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new EINC positions and 3 closed out — a net gain of 4 holders — while 15 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, opening a new position worth an estimated $1.97M. The largest seller was Ashford Capital Management, cutting an estimated $6.69M.

  • 34 institutional investors held VanEck Energy Income ETF (EINC) as of Q4 2013, up from 32 in Q3 2013.
  • Funds reported $40.4M of VanEck Energy Income ETF stock for Q4 2013, down 8.8% quarter-over-quarter.
  • 7 funds opened new VanEck Energy Income ETF positions in Q4 2013 and 3 closed out, a net change of +4 holders.
  • The largest VanEck Energy Income ETF buyer in Q4 2013 was Morgan Stanley, an estimated $1.97M added.
  • The largest VanEck Energy Income ETF seller in Q4 2013 was Ashford Capital Management, an estimated $6.69M sold.

Based on aggregated 13F filings for Q4 2013.