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VanEck Energy Income ETF

32 hedge funds and large institutions have $44.3M invested in VanEck Energy Income ETF in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 3 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

467% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 3

28% more funds holding

Funds holding: 2532 (+7)

16% more capital invested

Capital invested by funds: $38.1M → $44.3M (+$6.23M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
32
Holders Change
+7
Holders Change %
+28%
% of All Funds
1.04%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
17
Reduced
3
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ACM
1
Ashford Capital Management
Delaware
$14.3M +$1.39M +5,046 +11%
RJA
2
Raymond James & Associates
Florida
$4.37M +$451K +1,632 +11%
SCM
3
Summit Capital Management
Washington
$3.86M -$309K -1,119 -7%
BTS
4
BB&T Securities
Virginia
$3.73M +$21K +76 +6%
AIG
5
American International Group
New York
$3.44M +$198K +717 +6%
ACP
6
Ashfield Capital Partners
California
$3.1M +$512K +1,854 +20%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.05M +$115K +415 +6%
Ameriprise
8
Ameriprise
Minnesota
$1.94M +$240K +871 +14%
SNC
9
Stifel Nicolaus & Co
Missouri
$1.28M +$781K +2,828 +154%
LPL Financial
10
LPL Financial
California
$863K +$135K +490 +18%
William Blair & Company
11
William Blair & Company
Illinois
$746K +$31.2K +113 +4%
G
12
GlobalBridge
Minnesota
$607K +$188K +680 +44%
1IA
13
1834 Investment Advisors
Wisconsin
$461K
ACM
14
Aviance Capital Management
Florida
$451K +$119K +430 +35%
FAAS
15
First Allied Advisory Services
California
$446K +$452K +1,639 New
DAC
16
Dividend Assets Capital
South Carolina
$429K +$432K +1,566 New
AA
17
AlphaMark Advisors
Kentucky
$425K +$51.6K +187 +14%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$286K -$1.5M -5,439 -84%
AHC
19
Adell Harriman & Carpenter
Texas
$270K +$24K +87 +10%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$258K +$27.6K +100 +12%
VKH
21
Virtu KCG Holdings
New York
$214K +$216K +783 New
ICOA
22
Investment Centers of America
North Dakota
$206K +$208K +753 New
GGPS
23
Gary Goldberg Planning Services
New York
$168K +$53.3K +193 +46%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$149K -$65.7K -238 -30%
PFS
25
Penseco Financial Services
Pennsylvania
$98K

EINC Hedge Fund Activity: Q3 2013 in Review

32 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in VanEck Energy Income ETF (EINC) for Q3 2013, worth a combined $44.3M — up 16% from $38.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new EINC positions and 0 closed out — a net gain of 8 holders — while 17 added to existing stakes and 3 trimmed.

The largest buyer was Ashford Capital Management, adding an estimated $1.39M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $1.5M.

  • 32 institutional investors held VanEck Energy Income ETF (EINC) as of Q3 2013, up from 25 in Q2 2013.
  • Funds reported $44.3M of VanEck Energy Income ETF stock for Q3 2013, up 16% quarter-over-quarter.
  • 8 funds opened new VanEck Energy Income ETF positions in Q3 2013 and 0 closed out, a net change of +8 holders.
  • The largest VanEck Energy Income ETF buyer in Q3 2013 was Ashford Capital Management, an estimated $1.39M added.
  • The largest VanEck Energy Income ETF seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $1.5M sold.

Based on aggregated 13F filings for Q3 2013.