|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$29.5M
|
-$1.2M
|
-88,085
|
-4%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$13.2M
|
+$1.21M
|
+88,921
|
+10%
|
|
|
3
|
1607 Capital Partners
Richmond,
Virginia
|
$12.8M
|
+$596K
|
+43,716
|
+5%
|
|
|
4
|
Relative Value Partners Group
|
$7.54M
|
+$107K
|
+7,850
|
+1%
|
|
|
5
|
Karpus Investment Management
Pittsford,
New York
|
$3.83M
|
+$1.01M
|
+73,875
|
+36%
|
|
|
6
|
Icon Advisers
Greenwood Village,
Colorado
|
$3.59M
|
+$2.45M
|
+180,095
|
+223%
|
|
|
7
|
|
$601K
|
+$594K
|
+43,607
|
New
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
$296K
|
+$170K
|
+12,443
|
+137%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$236K
|
-$38.1K
|
-2,794
|
-14%
|
|
|
10
|
|
$227K
|
-$2.48K
|
-182
|
-1%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$75K
|
-$2.03K
|
-149
|
-3%
|
|
|
12
|
D.A. Davidson & Co
Great Falls,
Montana
|
$22K
|
–
|
–
|
–
|
|
|
13
|
|
$11K
|
-$11.7K
|
-857
|
-52%
|
|
|
14
|
WFG Advisors
Dallas,
Texas
|
$8K
|
-$16.4K
|
-1,200
|
-67%
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$4K
|
–
|
–
|
–
|
|
|
16
|
Tower Research Capital (TRC)
New York
|
$2K
|
-$2.33K
|
-171
|
-56%
|
|
|
17
|
Independence Trust
Franklin,
Tennessee
|
–
|
-$264K
|
-19,482
|
Closed
|
|
