|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$29.6M
|
+$4.28M
|
+305,660
|
+17%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$9.69M
|
+$774K
|
+55,285
|
+9%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$7.14M
|
-$11.2K
|
-800
|
-0.2%
|
|
|
4
|
Icon Advisers
Greenwood Village,
Colorado
|
$5.17M
|
-$723K
|
-51,644
|
-12%
|
|
|
5
|
Relative Value Partners
Northbrook,
Illinois
|
$2.19M
|
+$1.38M
|
+98,249
|
+171%
|
|
|
6
|
|
$1.82M
|
–
|
–
|
–
|
|
|
7
|
Karpus Investment Management
Pittsford,
New York
|
$611K
|
+$609K
|
+43,510
|
New
|
|
|
8
|
Doliver Advisors
Houston,
Texas
|
$410K
|
+$408K
|
+29,146
|
New
|
|
|
9
|
|
$268K
|
+$14.7K
|
+1,048
|
+6%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$264K
|
–
|
–
|
–
|
|
|
11
|
D.A. Davidson & Co
Great Falls,
Montana
|
$171K
|
-$9.38K
|
-670
|
-5%
|
|
|
12
|
|
$102K
|
-$13.2K
|
-945
|
-12%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$85K
|
-$21.4K
|
-1,532
|
-20%
|
|
|
14
|
WFG Advisors
Dallas,
Texas
|
$42K
|
–
|
–
|
–
|
|
|
15
|
New England Securities
New York
|
$4K
|
–
|
–
|
–
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$2K
|
+$2.09K
|
+149
|
+4,967%
|
|
|
17
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$1.88M
|
-135,046
|
Closed
|
|
|
18
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$298K
|
-21,328
|
Closed
|
|
|
19
|
SG Americas Securities
New York
|
–
|
-$120K
|
-8,623
|
Closed
|
|
|
20
|
|
–
|
-$102K
|
-7,315
|
-100%
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
–
|
-$59K
|
-4,258
|
Closed
|
|
|
22
|
MSI Financial Services
Springfield,
Massachusetts
|
–
|
-$7K
|
-490
|
Closed
|
|
