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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

103 hedge funds and large institutions have $147M invested in Eaton Vance Senior Floating-Rate Fund in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

25% more capital invested

Capital invested by funds: $117M → $147M (+$29.8M)

5% more funds holding

Funds holding: 98 → 103 (+5)

3.02% more ownership

Funds ownership: 26.39% → 29.41% (+3%)

7% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 29

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
103
Holders Change
+5
Holders Change %
+5.1%
% of All Funds
2.03%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
31
Reduced
29
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$9.84M
2
Millennium Management
Millennium Management
New York
+$3.44M
3
UBS Group
UBS Group
Switzerland
+$2.13M
4
AC
Almitas Capital
California
+$1.29M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$959K

Top Sellers

Rank Fund Capital Flow
1
CRC
Curi RMB Capital
Illinois
-$4.45M
2
VIA
Vident Investment Advisory
Georgia
-$2.45M
3
WAM
Wolverine Asset Management
Illinois
-$2.04M
4
RCM
Rivernorth Capital Management
Florida
-$1.25M
5
LCM
Landscape Capital Management
New Jersey
-$1.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
Citigroup
76
Citigroup
New York
$140K -$8.84K -678 -6%
OIA
77
Optimum Investment Advisors
Illinois
$138K – – –
US Bancorp
78
US Bancorp
Minnesota
$115K +$91.3K +7,000 +467%
AIS
79
Accurate Investment Solutions
Pennsylvania
$112K – – –
WQ
80
Wealth Quarterback
New Jersey
$94K +$122K +9,359 New
CT
81
Caldwell Trust
Florida
$40.6K +$39.1K +3,000 New
TRCT
82
Tower Research Capital (TRC)
New York
$38K +$37K +2,834 New
AIC
83
Ameritas Investment Company
Nebraska
$28K – – –
ASN
84
Advisory Services Network
Georgia
$27K +$1.07K +82 +4%
CFA
85
Carroll Financial Associates
North Carolina
$25K – – –
BB
86
Busey Bank
Illinois
$24K +$23K +1,765 New
Fifth Third Bancorp
87
Fifth Third Bancorp
Ohio
$23K – – –
PA
88
PSI Advisors
Florida
$20K +$19.6K +1,500 New
JP Morgan Chase
89
JP Morgan Chase
New York
$19K -$18.5K -1,420 -50%
FHA
90
First Horizon Advisors
Tennessee
$19K – – –
CFGS
91
Concourse Financial Group Securities
Alabama
$17K – – –
GWM
92
Geneos Wealth Management
Colorado
$16K +$143 +11 +0.9%
SPIA
93
Steward Partners Investment Advisory
New York
$16K +$16.3K +1,250 New
VCP
94
Verus Capital Partners
Arizona
$13K +$12.1K +925 New
NFG
95
Next Financial Group
Texas
$11K – – –
CAC
96
Certified Advisory Corp
Florida
$10K +$10K +770 New
BFEC
97
Benjamin F. Edwards & Company
Missouri
$9K – – –
Bank of Montreal
98
Bank of Montreal
Ontario, Canada
$8K – – –
PAM
99
Panagora Asset Management
Massachusetts
$7K -$9.32K -715 -58%
Deutsche Bank
100
Deutsche Bank
Germany
$5K – – –
1 2 3
4
5

EFR Hedge Fund Activity: Q4 2019 in Review

103 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2019, worth a combined $147M — up 25% from $117M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new EFR positions and 13 closed out — a net gain of 6 holders — while 31 added to existing stakes and 29 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $9.84M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $4.45M sold.

  • 103 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2019, up from 98 in Q3 2019.
  • Funds reported $147M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2019, up 25% quarter-over-quarter.
  • 19 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2019 and 13 closed out, a net change of +6 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2019 was Penserra Capital Management, an estimated $9.84M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2019 was Curi RMB Capital, an estimated $4.45M sold.

Based on aggregated 13F filings for Q4 2019.