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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

103 hedge funds and large institutions have $147M invested in Eaton Vance Senior Floating-Rate Fund in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

25% more capital invested

Capital invested by funds: $117M → $147M (+$29.8M)

5% more funds holding

Funds holding: 98 → 103 (+5)

3.02% more ownership

Funds ownership: 26.39% → 29.41% (+3%)

7% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 29

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
103
Holders Change
+5
Holders Change %
+5.1%
% of All Funds
2.03%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
31
Reduced
29
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$9.84M
2
Millennium Management
Millennium Management
New York
+$3.44M
3
UBS Group
UBS Group
Switzerland
+$2.13M
4
AC
Almitas Capital
California
+$1.29M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$959K

Top Sellers

Rank Fund Capital Flow
1
CRC
Curi RMB Capital
Illinois
-$4.45M
2
VIA
Vident Investment Advisory
Georgia
-$2.45M
3
WAM
Wolverine Asset Management
Illinois
-$2.04M
4
RCM
Rivernorth Capital Management
Florida
-$1.25M
5
LCM
Landscape Capital Management
New Jersey
-$1.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCM
51
Community Capital Management
Florida
$339K – – –
LPL Financial
52
LPL Financial
California
$323K +$81.8K +6,277 +36%
AGM
53
Alpine Global Management
New York
$312K +$300K +23,043 New
SI
54
Stephens Inc
Arkansas
$298K +$26.1K +2,000 +10%
HCM
55
Highlander Capital Management
New Jersey
$288K +$21.9K +1,680 +9%
UCFA
56
United Capital Financial Advisors
Texas
$284K – – –
AA
57
AQR Arbitrage
Connecticut
$280K -$508K -38,929 -65%
SSB
58
Sandy Spring Bank
Maryland
$278K – – –
HKAM
59
Horizon Kinetics Asset Management
New York
$273K – – –
WMG
60
WESCAP Management Group
California
$267K +$43.4K +3,330 +20%
NP
61
NorthRock Partners
Minnesota
$260K +$250K +19,188 New
SWP
62
Stratos Wealth Partners
Ohio
$251K – – –
Commonwealth Equity Services
63
Commonwealth Equity Services
Massachusetts
$250K -$24.5K -1,881 -9%
AG
64
Advisor Group
Arizona
$228K -$175K -13,409 -44%
TFCP
65
Twin Focus Capital Partners
Massachusetts
$190K – – –
IWM
66
IHT Wealth Management
Illinois
$185K -$87.6K -6,715 -33%
MML Investors Services
67
MML Investors Services
Massachusetts
$182K +$430 +33 +0.2%
FIA
68
FNY Investment Advisers
New York
$178K +$74.1K +5,680 +76%
WWM
69
WT Wealth Management
Arizona
$173K +$6.98K +535 +4%
DAS
70
Dynamic Advisor Solutions
Arizona
$166K -$3.26K -250 -2%
Northwestern Mutual Wealth Management
71
Northwestern Mutual Wealth Management
Wisconsin
$166K -$2.36K -181 -1%
SC
72
Scotia Capital
Ontario, Canada
$142K -$3.43K -263 -2%
PAG
73
Private Advisor Group
New Jersey
$141K -$18K -1,380 -12%
EVM
74
Eaton Vance Management
Massachusetts
$141K +$1.58K +121 +1%
SPC
75
Sigma Planning Corp
Michigan
$140K -$17.7K -1,359 -12%
1 2
3
4 5

EFR Hedge Fund Activity: Q4 2019 in Review

103 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2019, worth a combined $147M — up 25% from $117M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new EFR positions and 13 closed out — a net gain of 6 holders — while 31 added to existing stakes and 29 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $9.84M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $4.45M sold.

  • 103 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2019, up from 98 in Q3 2019.
  • Funds reported $147M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2019, up 25% quarter-over-quarter.
  • 19 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2019 and 13 closed out, a net change of +6 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2019 was Penserra Capital Management, an estimated $9.84M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2019 was Curi RMB Capital, an estimated $4.45M sold.

Based on aggregated 13F filings for Q4 2019.