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EFR

Eaton Vance Senior Floating-Rate Fund
EFR

103 hedge funds and large institutions have $147M invested in Eaton Vance Senior Floating-Rate Fund in 2019 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 31 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

25% more capital invested

Capital invested by funds: $117M → $147M (+$29.8M)

5% more funds holding

Funds holding: 98 → 103 (+5)

3.02% more ownership

Funds ownership: 26.39% → 29.41% (+3%)

7% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 29

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

Holders
103
Holders Change
+5
Holders Change %
+5.1%
% of All Funds
2.03%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
19
Increased
31
Reduced
29
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PCM
Penserra Capital Management
California
+$9.84M
2
Millennium Management
Millennium Management
New York
+$3.44M
3
UBS Group
UBS Group
Switzerland
+$2.13M
4
AC
Almitas Capital
California
+$1.29M
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$959K

Top Sellers

Rank Fund Capital Flow
1
CRC
Curi RMB Capital
Illinois
-$4.45M
2
VIA
Vident Investment Advisory
Georgia
-$2.45M
3
WAM
Wolverine Asset Management
Illinois
-$2.04M
4
RCM
Rivernorth Capital Management
Florida
-$1.25M
5
LCM
Landscape Capital Management
New Jersey
-$1.12M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$1.4M +$41.1K +3,149 +3%
AC
27
Almitas Capital
California
$1.34M +$1.29M +98,943 New
OA
28
Oxbow Advisors
Texas
$1.19M – – –
QGA
29
Q Global Advisors
Texas
$1.19M +$232K +17,801 +25%
LC
30
Lindbrook Capital
California
$1.18M -$3.96K -304 -0.3%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$1.04M -$458K -35,162 -31%
OMC
32
Old Mission Capital
Illinois
$991K +$954K +73,127 New
LPIC
33
LeJeune Puetz Investment Counsel
Michigan
$948K – – –
MIG
34
Mariner Investment Group
New York
$916K – – –
SCP
35
Shorepoint Capital Partners
Massachusetts
$881K +$848K +65,000 New
6M
36
6 Meridian
Kansas
$812K +$70.9K +5,437 +10%
CL
37
CPWM LLC
Washington
$759K -$24.5K -1,882 -3%
GAMC
38
Garner Asset Management Corp
Texas
$747K -$1.68K -129 -0.2%
IP
39
Intellectus Partners
California
$629K +$600K +45,977 New
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$622K +$107K +8,202 +22%
LCM
41
Leisure Capital Management
California
$546K +$525K +40,291 New
RJA
42
Raymond James & Associates
Florida
$517K -$59.9K -4,592 -11%
FAIM
43
Financial Advocates Investment Management
Washington
$478K -$16.4K -1,259 -3%
PAS
44
Park Avenue Securities
New York
$431K +$79.8K +6,119 +24%
SF
45
Synovus Financial
Georgia
$406K -$506K -38,825 -57%
SRC
46
Shufro Rose & Co
New York
$393K -$33.9K -2,600 -8%
CAN
47
Cetera Advisor Networks
California
$391K -$14.6K -1,121 -4%
ACM
48
Arlington Capital Management
Illinois
$382K -$93.4K -7,164 -20%
ACP
49
Aviance Capital Partners
Florida
$346K – – –
Stifel Financial
50
Stifel Financial
Missouri
$344K -$62.5K -4,793 -16%
1
2
3 4 5

EFR Hedge Fund Activity: Q4 2019 in Review

103 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Eaton Vance Senior Floating-Rate Fund (EFR) for Q4 2019, worth a combined $147M — up 25% from $117M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new EFR positions and 13 closed out — a net gain of 6 holders — while 31 added to existing stakes and 29 trimmed.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $9.84M. The largest seller was Curi RMB Capital, exiting entirely with an estimated $4.45M sold.

  • 103 institutional investors held Eaton Vance Senior Floating-Rate Fund (EFR) as of Q4 2019, up from 98 in Q3 2019.
  • Funds reported $147M of Eaton Vance Senior Floating-Rate Fund stock for Q4 2019, up 25% quarter-over-quarter.
  • 19 funds opened new Eaton Vance Senior Floating-Rate Fund positions in Q4 2019 and 13 closed out, a net change of +6 holders.
  • The largest Eaton Vance Senior Floating-Rate Fund buyer in Q4 2019 was Penserra Capital Management, an estimated $9.84M added.
  • The largest Eaton Vance Senior Floating-Rate Fund seller in Q4 2019 was Curi RMB Capital, an estimated $4.45M sold.

Based on aggregated 13F filings for Q4 2019.