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iShares MSCI Emerging Markets Small-Cap ETF
EEMS

Name Holding Trade Value Shares
Change 		Change in
Stake
UCFA
1
United Capital Financial Advisors
Texas
$6.89M +$680K +16,226 +11%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$6.79M +$656K +15,654 +10%
CG
3
Colony Group
Massachusetts
$2.27M +$2.33M +55,615 New
AF
4
Allworth Financial
California
$2.25M +$2.31M +55,152 New
Mackenzie Financial
5
Mackenzie Financial
Ontario, Canada
$1.78M +$1.82M +43,500 New
Bank of New York Mellon
6
Bank of New York Mellon
New York
$1.67M +$1.37M +32,741 +400%
Morgan Stanley
7
Morgan Stanley
New York
$1.59M +$796K +19,004 +95%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$1.51M +$106K +2,527 +7%
CCA
9
Checchi Capital Advisers
California
$1.41M -$74.7K -1,782 -5%
Jane Street
10
Jane Street
New York
$1.24M -$437K -10,423 -26%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.13M +$938K +22,394 +426%
BTS
12
BB&T Securities
Virginia
$1.03M +$134K +3,204 +15%
LPL Financial
13
LPL Financial
California
$780K +$813K +19,404 New
SG Americas Securities
14
SG Americas Securities
New York
$476K +$487K +11,632 New
UBS Group
15
UBS Group
Switzerland
$439K +$223K +5,319 +98%
Citadel Advisors
16
Citadel Advisors
Florida
$271K +$277K +6,606 New
ASN
17
Advisory Services Network
Georgia
$269K +$275K +6,570 New
GAM
18
Gould Asset Management
California
$205K -$23.7K -565 -10%
Creative Planning
19
Creative Planning
Kansas
$137K – – –
ADL
20
Asset Dedication LLC
California
$120K +$123K +2,928 New
HIM
21
Hillsdale Investment Management
Ontario, Canada
$53K – – –
CFA
22
CT Financial Advisors
Pennsylvania
$50.9K -$13.1K -313 -20%
Victory Capital Management
23
Victory Capital Management
Texas
$22K -$232K -5,547 -91%
Bank of America
24
Bank of America
North Carolina
$16K +$1.47K +35 +10%
WCM
25
Wealthcare Capital Management
Virginia
$13K +$12.9K +308 New
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