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iShares MSCI Emerging Markets Small-Cap ETF
EEMS

Name Holding Trade Value Shares
Change 		Change in
Stake
UCFA
1
United Capital Financial Advisors
Texas
$5.51M +$663K +13,209 +13%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$5.42M +$641K +12,756 +13%
TYCC
3
Texas Yale Capital Corp
Florida
$2.12M +$525K +10,462 +31%
CCA
4
Checchi Capital Advisers
California
$2M +$285K +5,666 +16%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.79M +$558K +11,118 +43%
Jane Street
6
Jane Street
New York
$990K +$1.03M +20,484 New
Morgan Stanley
7
Morgan Stanley
New York
$906K +$234K +4,662 +33%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$814K +$582K +11,595 +221%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$758K +$789K +15,702 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$305K +$317K +6,302 New
GAM
11
Gould Asset Management
California
$270K +$280K +5,580 New
LPL Financial
12
LPL Financial
California
$237K +$30.9K +616 +14%
UBS Group
13
UBS Group
Switzerland
$229K +$31.7K +632 +15%
AA
14
Alesco Advisors
New York
$221K -$3.77K -75 -2%
VKH
15
Virtu KCG Holdings
New York
$208K +$216K +4,300 New
Victory Capital Management
16
Victory Capital Management
Texas
$155K +$26.5K +527 +20%
US Bancorp
17
US Bancorp
Minnesota
$151K – – –
CFA
18
CT Financial Advisors
Pennsylvania
$74.8K – – –
HIM
19
Hillsdale Investment Management
Ontario, Canada
$63K +$65.3K +1,300 New
Bank of America
20
Bank of America
North Carolina
$40K -$22.4K -445 -35%
TIM
21
Tortoise Investment Management
New York
$38K -$15.1K -300 -28%
FIG
22
Fusion Investment Group
Pennsylvania
$34K +$35.1K +698 New
HCMT
23
Highland Capital Management (Tennessee)
Tennessee
$11K +$11.9K +236 New
Bank of Montreal
24
Bank of Montreal
Ontario, Canada
$8K – – –
AIG
25
American International Group
New York
$5.7K +$5.93K +118 New
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