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iShares MSCI Emerging Markets Small-Cap ETF
EEMS

44 hedge funds and large institutions have $42.9M invested in iShares MSCI Emerging Markets Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

31% more capital invested

Capital invested by funds: $32.7M → $42.9M (+$10.1M)

7% more funds holding

Funds holding: 41 → 44 (+3)

0.72% more ownership

Funds ownership: 33.81% → 34.53% (+0.72%)

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
3
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Victory Capital Management
Victory Capital Management
Texas
+$3.11M
2
Morgan Stanley
Morgan Stanley
New York
+$1.58M
3
Jane Street
Jane Street
New York
+$848K
4
OMC
Old Mission Capital
Illinois
+$741K
5
VKH
Virtu KCG Holdings
New York
+$587K

Top Sellers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
-$1.03M
2
SG Americas Securities
SG Americas Securities
New York
-$591K
3
American Century Companies
American Century Companies
Missouri
-$206K
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$201K
5
AF
Allworth Financial
California
-$182K
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$8.64M +$346K +8,024 +4%
UCFA
2
United Capital Financial Advisors
Texas
$8.59M +$320K +7,408 +4%
Aviva
3
Aviva
United Kingdom
$4.82M +$510K +11,822 +12%
Victory Capital Management
4
Victory Capital Management
Texas
$3.27M +$3.11M +72,061 +4,352%
Morgan Stanley
5
Morgan Stanley
New York
$2.87M +$1.58M +36,561 +130%
CCA
6
Checchi Capital Advisers
California
$2.37M +$102K +2,355 +5%
VKH
7
Virtu KCG Holdings
New York
$1.2M +$587K +13,601 +100%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$1.19M -$201K -4,646 -15%
CRCP
9
Copper Rock Capital Partners
Massachusetts
$1.07M +$421K +9,762 +67%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.06M +$375K +8,684 +57%
RBC
11
Ronald Blue & Co
Georgia
$991K +$80.2K +1,857 +9%
PPA
12
Parametric Portfolio Associates
Washington
$958K +$80.2K +1,857 +9%
Jane Street
13
Jane Street
New York
$871K +$848K +19,650 New
OMC
14
Old Mission Capital
Illinois
$761K +$741K +17,168 New
Prudential Financial
15
Prudential Financial
New Jersey
$537K +$25.9K +600 +5%
Citadel Advisors
16
Citadel Advisors
Florida
$531K +$517K +11,968 New
CWM
17
Concert Wealth Management
California
$476K +$469K +10,862 New
LPL Financial
18
LPL Financial
California
$409K – – –
HIM
19
Hillsdale Investment Management
Ontario, Canada
$386K +$108K +2,500 +40%
ASN
20
Advisory Services Network
Georgia
$330K +$14.2K +330 +5%
HCM
21
Hengehold Capital Management
Ohio
$268K – – –
UBS Group
22
UBS Group
Switzerland
$239K +$2.33K +54 +1%
ADL
23
Asset Dedication LLC
California
$224K +$7.34K +170 +3%
AA
24
Alesco Advisors
New York
$202K +$196K +4,548 New
Creative Planning
25
Creative Planning
Kansas
$168K – – –
1
2

EEMS Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI Emerging Markets Small-Cap ETF (EEMS) for Q3 2016, worth a combined $42.9M — up 31% from $32.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new EEMS positions and 6 closed out — a net gain of 4 holders — while 16 added to existing stakes and 3 trimmed.

The largest buyer was Victory Capital Management, adding an estimated $3.11M. The largest seller was BB&T Securities, exiting entirely with an estimated $1.03M sold.

  • 44 institutional investors held iShares MSCI Emerging Markets Small-Cap ETF (EEMS) as of Q3 2016, up from 41 in Q2 2016.
  • Funds reported $42.9M of iShares MSCI Emerging Markets Small-Cap ETF stock for Q3 2016, up 31% quarter-over-quarter.
  • 10 funds opened new iShares MSCI Emerging Markets Small-Cap ETF positions in Q3 2016 and 6 closed out, a net change of +4 holders.
  • The largest iShares MSCI Emerging Markets Small-Cap ETF buyer in Q3 2016 was Victory Capital Management, an estimated $3.11M added.
  • The largest iShares MSCI Emerging Markets Small-Cap ETF seller in Q3 2016 was BB&T Securities, an estimated $1.03M sold.

Based on aggregated 13F filings for Q3 2016.