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iShares MSCI Emerging Markets Small-Cap ETF

21 hedge funds and large institutions have $18.1M invested in iShares MSCI Emerging Markets Small-Cap ETF in 2014 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

24% more funds holding

Funds holding: 1721 (+4)

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

17% more capital invested

Capital invested by funds: $15.4M → $18.1M (+$2.64M)

7.72% more ownership

Funds ownership: 36.86%44.58% (+7.7%)

Holders
21
Holders Change
+4
Holders Change %
+23.53%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
6
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
1
United Capital Financial Advisors
Texas
$4.17M +$3.32M +70,751 +323%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$4.17M +$3.33M +70,893 +325%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.9M -$680K -14,501 -26%
CCA
4
Checchi Capital Advisers
California
$1.65M -$1.83M -39,039 -52%
Jane Street
5
Jane Street
New York
$1.47M +$917K +19,538 +149%
TYCC
6
Texas Yale Capital Corp
Florida
$1.2M +$566K +12,057 +83%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$793K +$827K +17,622 New
Bank of America
8
Bank of America
North Carolina
$543K -$566K -12,054 -50%
Morgan Stanley
9
Morgan Stanley
New York
$454K -$119K -2,540 -20%
UBS Group
10
UBS Group
Switzerland
$284K +$296K +6,307 New
VKH
11
Virtu KCG Holdings
New York
$245K +$255K +5,436 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$219K +$78.7K +1,678 +53%
AA
13
Alesco Advisors
New York
$216K +$225K +4,792 New
NFG
14
NewFocus Financial Group
Washington
$202K +$210K +4,482 New
US Bancorp
15
US Bancorp
Minnesota
$141K
Victory Capital Management
16
Victory Capital Management
Texas
$119K +$124K +2,637 New
TIM
17
Tortoise Investment Management
New York
$103K -$25.8K -550 -19%
CFA
18
CT Financial Advisors
Pennsylvania
$69.6K +$72.6K +1,547 New
TRCT
19
Tower Research Capital (TRC)
New York
$63K +$65.7K +1,400 New
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$47K +$8.35K +178 +20%
CG
21
Colony Group
Massachusetts
-$2.08M -42,180 Closed
CRCP
22
Copper Rock Capital Partners
Massachusetts
-$532K -10,800 Closed
FIG
23
Fusion Investment Group
Pennsylvania
-$102K -2,079 Closed
LTFS
24
Ladenburg Thalmann Financial Services
Florida
-$1K -20 Closed
Parallax Volatility Advisers
25
Parallax Volatility Advisers
California
+$47 +1 New

EEMS Hedge Fund Activity: Q4 2014 in Review

21 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI Emerging Markets Small-Cap ETF (EEMS) for Q4 2014, worth a combined $18.1M — up 17% from $15.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new EEMS positions and 4 closed out — a net gain of 5 holders — while 6 added to existing stakes and 5 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $3.33M. The largest seller was Colony Group, exiting entirely with an estimated $2.08M sold.

  • 21 institutional investors held iShares MSCI Emerging Markets Small-Cap ETF (EEMS) as of Q4 2014, up from 17 in Q3 2014.
  • Funds reported $18.1M of iShares MSCI Emerging Markets Small-Cap ETF stock for Q4 2014, up 17% quarter-over-quarter.
  • 9 funds opened new iShares MSCI Emerging Markets Small-Cap ETF positions in Q4 2014 and 4 closed out, a net change of +5 holders.
  • The largest iShares MSCI Emerging Markets Small-Cap ETF buyer in Q4 2014 was Envestnet Asset Management, an estimated $3.33M added.
  • The largest iShares MSCI Emerging Markets Small-Cap ETF seller in Q4 2014 was Colony Group, an estimated $2.08M sold.

Based on aggregated 13F filings for Q4 2014.