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iShares MSCI Emerging Markets Small-Cap ETF
EEMS

44 hedge funds and large institutions have $42.9M invested in iShares MSCI Emerging Markets Small-Cap ETF in 2016 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 3 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 3

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

31% more capital invested

Capital invested by funds: $32.7M → $42.9M (+$10.1M)

7% more funds holding

Funds holding: 41 → 44 (+3)

0.72% more ownership

Funds ownership: 33.81% → 34.53% (+0.72%)

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
16
Reduced
3
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Victory Capital Management
Victory Capital Management
Texas
+$3.11M
2
Morgan Stanley
Morgan Stanley
New York
+$1.58M
3
Jane Street
Jane Street
New York
+$848K
4
OMC
Old Mission Capital
Illinois
+$741K
5
VKH
Virtu KCG Holdings
New York
+$587K

Top Sellers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
-$1.03M
2
SG Americas Securities
SG Americas Securities
New York
-$591K
3
American Century Companies
American Century Companies
Missouri
-$206K
4
Bank of New York Mellon
Bank of New York Mellon
New York
-$201K
5
AF
Allworth Financial
California
-$182K
Name Holding Trade Value Shares
Change 		Change in
Stake
FANJ
26
Financial Architects (New Jersey)
New Jersey
$128K – – –
Mariner
27
Mariner
Kansas
$67K +$65.7K +1,522 New
Bank of America
28
Bank of America
North Carolina
$60K -$23.8K -551 -29%
AF
29
Allworth Financial
California
$50K -$182K -4,227 -79%
GT
30
Glenmede Trust
Pennsylvania
$24K +$23.7K +550 New
WCM
31
Wealthcare Capital Management
Virginia
$14K – – –
KKAMG
32
Kernodle & Katon Asset Management Group
Arkansas
$13K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$9K – – –
QCG
34
Quadrant Capital Group
Ohio
$9K – – –
TIM
35
Tortoise Investment Management
New York
$8K – – –
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$7K – – –
NFG
37
Next Financial Group
Texas
$6K +$6.09K +141 New
AG
38
Advisor Group
Arizona
$5K – – –
Wells Fargo
39
Wells Fargo
California
$4K +$4.01K +93 New
Manulife (Manufacturers Life Insurance)
40
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$3K – – –
PWM
41
Perigon Wealth Management
California
$3K – – –
DADC
42
D.A. Davidson & Co
Montana
$1K – – –
TRCT
43
Tower Research Capital (TRC)
New York
$1K +$561 +13 New
BTS
44
BB&T Securities
Virginia
– -$1.03M -24,913 Closed
SG Americas Securities
45
SG Americas Securities
New York
– -$591K -14,322 Closed
American Century Companies
46
American Century Companies
Missouri
– -$206K -4,994 Closed
FTUS
47
Flow Traders U.S.
New York
– -$110K -2,677 Closed
CFA
48
CT Financial Advisors
Pennsylvania
– -$45.5K -1,104 Closed
HDIM
49
Hanson & Doremus Investment Management
Vermont
– -$1K -22 Closed
1
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EEMS Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in iShares MSCI Emerging Markets Small-Cap ETF (EEMS) for Q3 2016, worth a combined $42.9M — up 31% from $32.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new EEMS positions and 6 closed out — a net gain of 4 holders — while 16 added to existing stakes and 3 trimmed.

The largest buyer was Victory Capital Management, adding an estimated $3.11M. The largest seller was BB&T Securities, exiting entirely with an estimated $1.03M sold.

  • 44 institutional investors held iShares MSCI Emerging Markets Small-Cap ETF (EEMS) as of Q3 2016, up from 41 in Q2 2016.
  • Funds reported $42.9M of iShares MSCI Emerging Markets Small-Cap ETF stock for Q3 2016, up 31% quarter-over-quarter.
  • 10 funds opened new iShares MSCI Emerging Markets Small-Cap ETF positions in Q3 2016 and 6 closed out, a net change of +4 holders.
  • The largest iShares MSCI Emerging Markets Small-Cap ETF buyer in Q3 2016 was Victory Capital Management, an estimated $3.11M added.
  • The largest iShares MSCI Emerging Markets Small-Cap ETF seller in Q3 2016 was BB&T Securities, an estimated $1.03M sold.

Based on aggregated 13F filings for Q3 2016.