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DWFI

SPDR Dorsey Wright Fixed Income Allocation ETF

Delisted

DWFI was delisted on the 17th of March, 2021.

20 hedge funds and large institutions have $130M invested in SPDR Dorsey Wright Fixed Income Allocation ETF in 2020 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

32% more capital invested

Capital invested by funds: $98.6M → $130M (+$31.7M)

29% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 7

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

17% less funds holding

Funds holding: 2420 (-4)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

Holders
20
Holders Change
-4
Holders Change %
-16.67%
% of All Funds
0.44%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
9
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PFS
1
Prospera Financial Services
Texas
$66.6M +$29.8M +1,279,789 +75%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$13.2M +$187K +8,060 +1%
Wells Fargo
3
Wells Fargo
California
$12.3M -$1.27M -54,479 -9%
Morgan Stanley
4
Morgan Stanley
New York
$9.97M +$4.41M +189,571 +74%
AP
5
Atwood & Palmer
Missouri
$7.92M -$286K -12,290 -3%
Osaic Holdings
6
Osaic Holdings
Arizona
$5.85M +$6.09M +261,927 New
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.26M +$3.31M +142,424 +3,896%
UBS Group
8
UBS Group
Switzerland
$2.65M +$78K +3,354 +3%
NA
9
NewEdge Advisors
Louisiana
$1.96M +$297K +12,772 +17%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$1.62M +$846K +36,354 +101%
Stifel Financial
11
Stifel Financial
Missouri
$1.22M +$42K +1,806 +3%
RJA
12
Raymond James & Associates
Florida
$1.04M -$115K -4,944 -10%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$713K -$316K -13,597 -30%
LPL Financial
14
LPL Financial
California
$663K -$146K -6,270 -17%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$440K +$459K +19,752 New
IFG
16
Independent Financial Group
California
$304K +$317K +13,609 New
GWM
17
Geneos Wealth Management
Colorado
$277K +$41.2K +1,770 +17%
SI
18
Stephens Inc
Arkansas
$216K +$225K +9,690 New
Bank of America
19
Bank of America
North Carolina
$154K -$124K -5,311 -43%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$44K -$121K -5,212 -73%
OIA
21
OneDigital Investment Advisors
Kansas
-$201K -8,561 Closed
Fidelity Investments
22
Fidelity Investments
Massachusetts
-$87K -3,701 Closed
RIA
23
Realta Investment Advisors
Delaware
-$61K -2,614 Closed
Deutsche Bank
24
Deutsche Bank
Germany
-$21K -920 Closed
IFWM
25
Institute for Wealth Management
Colorado
-$1K -59 Closed

DWFI Hedge Fund Activity: Q1 2020 in Review

20 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in SPDR Dorsey Wright Fixed Income Allocation ETF (DWFI) for Q1 2020, worth a combined $130M — up 32% from $98.6M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DWFI and 4 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 9 added.

The largest buyer was Prospera Financial Services, adding an estimated $29.8M. The largest seller was Wells Fargo, cutting an estimated $1.27M.

  • 20 institutional investors held SPDR Dorsey Wright Fixed Income Allocation ETF (DWFI) as of Q1 2020, down from 24 in Q4 2019.
  • Funds reported $130M of SPDR Dorsey Wright Fixed Income Allocation ETF stock for Q1 2020, up 32% quarter-over-quarter.
  • 4 funds opened new SPDR Dorsey Wright Fixed Income Allocation ETF positions in Q1 2020 and 5 closed out, a net change of -1 holder.
  • The largest SPDR Dorsey Wright Fixed Income Allocation ETF buyer in Q1 2020 was Prospera Financial Services, an estimated $29.8M added.
  • The largest SPDR Dorsey Wright Fixed Income Allocation ETF seller in Q1 2020 was Wells Fargo, an estimated $1.27M sold.

Based on aggregated 13F filings for Q1 2020.