|
1
|
Prospera Financial Services
Dallas,
Texas
|
–
|
-$32.6M
|
-1,242,012
|
Closed
|
|
|
2
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$15.5M
|
-589,434
|
Closed
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
–
|
-$7.76M
|
-295,655
|
Closed
|
|
|
4
|
Atwood & Palmer
Kansas City,
Missouri
|
–
|
-$7.23M
|
-275,364
|
Closed
|
|
|
5
|
|
–
|
-$6.3M
|
-239,951
|
Closed
|
|
|
6
|
Osaic Holdings
Scottsdale,
Arizona
|
–
|
-$5.52M
|
-210,349
|
Closed
|
|
|
7
|
UBS Group
Zurich,
Switzerland
|
–
|
-$3.8M
|
-144,884
|
Closed
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$2.65M
|
-101,078
|
Closed
|
|
|
9
|
Western Wealth Management
Golden,
Colorado
|
–
|
-$2.04M
|
-77,635
|
Closed
|
|
|
10
|
LPL Financial
San Diego,
California
|
–
|
-$1.85M
|
-70,654
|
Closed
|
|
|
11
|
NewEdge Advisors
New Orleans,
Louisiana
|
–
|
-$1.81M
|
-69,136
|
Closed
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
–
|
-$1.77M
|
-67,273
|
Closed
|
|
|
13
|
Moloney Securities Asset Management
Manchester,
Missouri
|
–
|
-$1.65M
|
-62,795
|
Closed
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
–
|
-$1.52M
|
-57,965
|
Closed
|
|
|
15
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$1.27M
|
-48,504
|
Closed
|
|
|
16
|
Envestnet Asset Management
Chicago,
Illinois
|
–
|
-$885K
|
-33,688
|
Closed
|
|
|
17
|
Money Concepts Capital
Palm Beach Gardens,
Florida
|
–
|
-$738K
|
-28,119
|
Closed
|
|
|
18
|
Kestra Advisory Services
Austin,
Texas
|
–
|
-$387K
|
-14,740
|
Closed
|
|
|
19
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$375K
|
-14,291
|
Closed
|
|
|
20
|
Independent Financial Group
San Diego,
California
|
–
|
-$345K
|
-13,147
|
Closed
|
|
|
21
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
–
|
-$259K
|
-9,879
|
Closed
|
|
|
22
|
Retirement Group
San Diego,
California
|
–
|
-$11K
|
-450
|
Closed
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
–
|
-$2K
|
-71
|
Closed
|
|
