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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
BG
201
Bollard Group
Massachusetts
$10.8M +$973K +11,753 +10%
CDH
202
Charles D. Hyman
$10.8M +$393K +4,742 +4%
Jacobs Levy Equity Management
203
Jacobs Levy Equity Management
New Jersey
$10.6M +$2.85M +34,430 +35%
SF
204
Synovus Financial
Georgia
$10.5M +$189K +2,284 +2%
SC
205
SouthState Corp
Florida
$10.5M -$1.57M -18,914 -13%
URS
206
Utah Retirement Systems
Utah
$10.1M
SG Americas Securities
207
SG Americas Securities
New York
$10M -$531K -6,406 -5%
Cambridge Investment Research Advisors
208
Cambridge Investment Research Advisors
Iowa
$9.95M +$377K +4,557 +4%
EB
209
Eastern Bank
Massachusetts
$9.9M -$449K -5,426 -4%
OC
210
Oppenheimer & Co
New York
$9.78M -$2.83M -34,166 -22%
CIBC Asset Management
211
CIBC Asset Management
Ontario, Canada
$9.75M -$500K -6,033 -5%
Zurich Cantonal Bank
212
Zurich Cantonal Bank
Switzerland
$9.74M +$3.47M +41,862 +52%
Two Sigma Investments
213
Two Sigma Investments
New York
$9.73M +$10.1M +121,560 New
FMII
214
Farmers & Merchants Investments Inc
Nebraska
$9.66M +$2.57M +31,001 +35%
HAI
215
Hennessy Advisors Inc
California
$9.66M +$845K +10,200 +9%
OTPPB
216
Ontario Teachers' Pension Plan Board
Ontario, Canada
$9.64M +$647K +7,817 +7%
JGUA
217
John G. Ullman & Associates
New York
$9.6M +$1.79M +21,650 +22%
VRS
218
Virginia Retirement Systems
Virginia
$9.6M
PTC
219
Philadelphia Trust Company
Pennsylvania
$9.56M -$1.19M -14,423 -11%
ECM
220
Estabrook Capital Management
New York
$9.47M -$298K -3,597 -3%
SEI Investments
221
SEI Investments
Pennsylvania
$9.41M +$3.05M +36,790 +46%
SIM
222
Sadoff Investment Management
Wisconsin
$9.33M +$35.9K +434 +0.4%
CTA
223
Colonial Trust Advisors
South Carolina
$9.32M -$50.1K -605 -0.5%
CIA
224
ClearBridge Investments (Australia)
Australia
$9.29M +$9.61M +116,076 New
Skandinaviska Enskilda Banken (SEB)
225
Skandinaviska Enskilda Banken (SEB)
Sweden
$9.21M +$414K +5,000 +5%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.