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Duke Energy

1,150 hedge funds and large institutions have $31.3B invested in Duke Energy in 2016 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 472 increasing their positions, 400 reducing their positions, and 66 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more call options, than puts

Call options by funds: $243M | Put options by funds: $187M

18% more repeat investments, than reductions

Existing positions increased: 472 | Existing positions reduced: 400

3% more first-time investments, than exits

New positions opened: 68 | Existing positions closed: 66

0.34% less ownership

Funds ownership: 57.5%57.16% (-0.34%)

1% less funds holding

Funds holding: 1,1631,150 (-13)

8% less capital invested

Capital invested by funds: $34B → $31.3B (-$2.67B)

15% less funds holding in top 10

Funds holding in top 10: 2723 (-4)

Holders
1,150
Holders Change
-13
Holders Change %
-1.12%
% of All Funds
30.68%
Holding in Top 10
23
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-14.81%
% of All Funds
0.61%
New
68
Increased
472
Reduced
400
Closed
66
Calls
$243M
Puts
$187M
Net Calls
+$55.8M
Net Calls Change
-$49M
Name Holding Trade Value Shares
Change
Change in
Stake
EIM
176
ExxonMobil Investment Management
Texas
$14.1M -$200K -2,414 -1%
PI
177
Putnam Investments
Massachusetts
$13.3M +$52.3K +631 +0.4%
QAM
178
QCI Asset Management
New York
$13.2M +$164K +1,984 +1%
Nomura Asset Management
179
Nomura Asset Management
Japan
$13.2M +$504K +6,090 +4%
CCMH
180
Cornerstone Capital Management Holdings
New York
$13.1M -$2.11M -25,477 -13%
QIM
181
Quantitative Investment Management
Virginia
$13.1M +$3.87M +46,700 +40%
TIAAOA
182
Teachers Insurance & Annuity Association of America
New York
$12.9M
Janney Montgomery Scott
183
Janney Montgomery Scott
Pennsylvania
$12.7M +$13.2M +158,803 New
Baird Financial Group
184
Baird Financial Group
Wisconsin
$12.5M -$95.7K -1,156 -0.7%
ERSOT
185
Employees Retirement System of Texas
Texas
$12.5M +$9.61M +116,000 +290%
GGI
186
Godsey & Gibb Inc
Virginia
$12.5M +$300K +3,620 +2%
PFM
187
Parsec Financial Management
North Carolina
$12.4M +$704K +8,495 +6%
Public Sector Pension Investment Board (PSP Investments)
188
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$12.4M +$1.99M +24,000 +18%
VIP
189
Vantage Investment Partners
Missouri
$12M +$452K +5,459 +4%
Calamos Advisors
190
Calamos Advisors
Illinois
$11.7M +$18.7K +226 +0.2%
HNB
191
Huntington National Bank
Ohio
$11.6M +$2.63M +31,783 +28%
GCC
192
Guardian Capital (Canada)
Ontario, Canada
$11.6M +$574K +6,935 +5%
WIC
193
Willis Investment Counsel
Georgia
$11.4M +$2.4M +28,919 +26%
PIA
194
Piedmont Investment Advisors
North Carolina
$11.4M -$1.22M -14,677 -9%
SI
195
Stephens Inc
Arkansas
$11.3M -$81.2K -981 -0.7%
TAM
196
Tocqueville Asset Management
New York
$11.2M -$852K -10,288 -7%
Public Employees Retirement Association of Colorado
197
Public Employees Retirement Association of Colorado
Colorado
$11.1M -$394K -4,757 -3%
FWIA
198
Fort Washington Investment Advisors
Ohio
$11.1M +$197K +2,381 +2%
RFC
199
Regions Financial Corp
Alabama
$11M -$841K -10,150 -7%
FAF
200
Fjarde Ap-fonden
Sweden
$11M +$354K +4,272 +3%

DUK Hedge Fund Activity: Q3 2016 in Review

1,150 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q3 2016, worth a combined $31.3B — down 7.8% from $34B a quarter earlier.

Buyers outnumbered sellers: 68 funds opened new DUK positions and 66 closed out — a net gain of 2 holders — while 472 added to existing stakes and 400 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $345M. The largest seller was Norges Bank, exiting entirely with an estimated $392M sold.

  • 1,150 institutional investors held Duke Energy (DUK) as of Q3 2016, down from 1,163 in Q2 2016.
  • Funds reported $31.3B of Duke Energy stock for Q3 2016, down 7.8% quarter-over-quarter.
  • 68 funds opened new Duke Energy positions in Q3 2016 and 66 closed out, a net change of +2 holders.
  • The largest Duke Energy buyer in Q3 2016 was Capital Research Global Investors, an estimated $345M added.
  • The largest Duke Energy seller in Q3 2016 was Norges Bank, an estimated $392M sold.

Based on aggregated 13F filings for Q3 2016.