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Duke Energy

1,210 hedge funds and large institutions have $30B invested in Duke Energy in 2016 Q4 according to their latest regulatory filings, with 137 funds opening new positions, 454 increasing their positions, 435 reducing their positions, and 62 closing their positions.

New
Increased
Maintained
Reduced
Closed

121% more first-time investments, than exits

New positions opened: 137 | Existing positions closed: 62

35% more call options, than puts

Call options by funds: $257M | Put options by funds: $191M

5% more funds holding

Funds holding: 1,1511,210 (+59)

4% more repeat investments, than reductions

Existing positions increased: 454 | Existing positions reduced: 435

4% less capital invested

Capital invested by funds: $31.3B → $30B (-$1.36B)

1.21% less ownership

Funds ownership: 57.16%55.95% (-1.2%)

13% less funds holding in top 10

Funds holding in top 10: 2320 (-3)

Holders
1,210
Holders Change
+59
Holders Change %
+5.13%
% of All Funds
30.24%
Holding in Top 10
20
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-13.04%
% of All Funds
0.5%
New
137
Increased
454
Reduced
435
Closed
62
Calls
$257M
Puts
$191M
Net Calls
+$66.1M
Net Calls Change
+$10.3M
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
126
Commonwealth Equity Services
Massachusetts
$26.7M -$277K -3,612 -1%
ClearBridge Investments
127
ClearBridge Investments
New York
$26.6M +$871K +11,374 +3%
CWM
128
CIBC World Markets
New York
$26.3M +$24.6M +321,496 +1,919%
Retirement Systems of Alabama
129
Retirement Systems of Alabama
Alabama
$26.1M -$946K -12,354 -4%
AAF
130
Andra AP-fonden
Sweden
$25.7M -$5.23M -68,300 -17%
ACI
131
AMP Capital Investors
Australia
$25.5M -$472K -6,163 -2%
BC
132
Bartlett & Co
Ohio
$25.3M +$1.87M +24,418 +8%
State of New Jersey Common Pension Fund D
133
State of New Jersey Common Pension Fund D
New Jersey
$25.2M
BTS
134
BB&T Securities
Virginia
$25M +$324K +4,229 +1%
SLAM
135
Swiss Life Asset Management
$24.8M +$1.07M +14,003 +5%
ASRS
136
Arizona State Retirement System
Arizona
$24.6M +$276K +3,600 +1%
Two Sigma Investments
137
Two Sigma Investments
New York
$24.6M +$14.9M +194,970 +160%
SC
138
Stralem & Co
New York
$24.6M -$543K -7,090 -2%
Korea Investment Corp
139
Korea Investment Corp
South Korea
$24.4M +$7.89M +103,013 +49%
BCIM
140
British Columbia Investment Management
British Columbia, Canada
$23.9M +$7.04M +91,875 +43%
AG
141
Aperio Group
California
$23.7M -$1.7M -22,219 -7%
Two Sigma Advisers
142
Two Sigma Advisers
New York
$23.1M +$22.4M +292,507 +5,171%
PCA
143
Personal Capital Advisors
California
$23M +$2.38M +31,040 +12%
ST
144
Sabal Trust
Florida
$22.7M +$394K +5,150 +2%
TU
145
TDAM USA
Ontario, Canada
$20.9M -$14.1K -184 -0.1%
RJFSA
146
Raymond James Financial Services Advisors
Florida
$20.6M -$271K -3,533 -1%
BSPF
147
British Steel Pension Fund
United Kingdom
$20.5M
JMPWA
148
JP Morgan Private Wealth Advisors
California
$19.9M -$35.3K -461 -0.2%
VDI
149
Vaughan David Investments
Illinois
$19M +$183K +2,384 +1%
JCM
150
Janney Capital Management
Pennsylvania
$18.7M -$519K -6,775 -3%

DUK Hedge Fund Activity: Q4 2016 in Review

1,210 of the 4,001 institutional investors tracked by Wall St. Rank reported a position in Duke Energy (DUK) for Q4 2016, worth a combined $30B — down 4.3% from $31.3B a quarter earlier.

Buyers outnumbered sellers: 137 funds opened new DUK positions and 62 closed out — a net gain of 75 holders — while 454 added to existing stakes and 435 trimmed.

The largest buyer was Fidelity Investments, adding an estimated $168M. The largest seller was Barclays, cutting an estimated $407M.

  • 1,210 institutional investors held Duke Energy (DUK) as of Q4 2016, up from 1,151 in Q3 2016.
  • Funds reported $30B of Duke Energy stock for Q4 2016, down 4.3% quarter-over-quarter.
  • 137 funds opened new Duke Energy positions in Q4 2016 and 62 closed out, a net change of +75 holders.
  • The largest Duke Energy buyer in Q4 2016 was Fidelity Investments, an estimated $168M added.
  • The largest Duke Energy seller in Q4 2016 was Barclays, an estimated $407M sold.

Based on aggregated 13F filings for Q4 2016.